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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRA icon
1376
BlackRock Floating Rate Income Strategies Fund
FRA
$388M
$567K 0.01%
39,564
-1,737
-4% -$24.5K
GER
1377
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$567K 0.01%
9,057
+1,528
+20% +$96K
SCG
1378
DELISTED
Scana
SCG
$567K 0.01%
11,685
+619
+6% +$38K
ATO icon
1379
Atmos Energy
ATO
$28.4B
$566K 0.01%
6,757
+440
+7% +$37.9K
WFC.PRL icon
1380
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.65B
$566K 0.01%
430
+304
+241% +$404K
CFG icon
1381
Citizens Financial Group
CFG
$30.6B
$564K 0.01%
14,940
+3,058
+26% +$107K
MRSH
1382
Marsh
MRSH
$91B
$564K 0.01%
6,729
+945
+16% +$74.9K
RVT icon
1383
Royce Value Trust
RVT
$2.29B
$564K 0.01%
35,724
+7,323
+26% +$108K
SCM icon
1384
Stellus Capital Investment Corp
SCM
$245M
$564K 0.01%
41,275
+10,399
+34% +$142K
BALL icon
1385
Ball Corp
BALL
$16.6B
$563K 0.01%
13,578
-4,948
-27% -$203K
CIBR icon
1386
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.8B
$562K 0.01%
25,707
+2,301
+10% +$49.5K
MFA
1387
MFA Financial
MFA
$919M
$562K 0.01%
16,053
-413
-3% -$14.3K
VXX
1388
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$562K 0.01%
14,345
+9,413
+191% +$437K
FAM
1389
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$559K 0.01%
47,442
-11,735
-20% -$138K
NRE
1390
DELISTED
NorthStar Realty Europe Corp.
NRE
$559K 0.01%
43,657
-6,476
-13% -$81.9K
WIW
1391
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$510M
$557K 0.01%
49,384
-6,250
-11% -$70K
SNR
1392
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
$556K 0.01%
60,746
-4,460
-7% -$42.8K
RHI icon
1393
Robert Half
RHI
$4.37B
$554K 0.01%
11,004
+6,841
+164% +$316K
NFJ
1394
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.44B
$553K 0.01%
41,227
+5,845
+17% +$77.1K
BUSE icon
1395
First Busey Corp
BUSE
$2.55B
$552K 0.01%
17,597
+16,666
+1,790% +$487K
LDOS icon
1396
Leidos
LDOS
$17.5B
$552K 0.01%
9,307
-946
-9% -$52.7K
ALXN
1397
DELISTED
Alexion Pharmaceuticals
ALXN
$552K 0.01%
3,930
+294
+8% +$39.9K
BKT icon
1398
BlackRock Income Trust
BKT
$342M
$551K 0.01%
29,242
+3,183
+12% +$60.3K
JXI icon
1399
iShares Global Utilities ETF
JXI
$304M
$551K 0.01%
10,878
+2,058
+23% +$105K
KIO
1400
KKR Income Opportunities Fund
KIO
$459M
$550K 0.01%
30,742
+6,172
+25% +$108K
54 55
56
57 58

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.