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LTFS
Ladenburg Thalmann Financial Services Portfolio holdings
AUM
$15.9B
1-Year Est. Return
27.61%
This Fund
S&P 500
This Quarter
Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
(-10%)
Cap. Flow
-$175M
Cap. Flow
% of AUM
-3.61%
Top 10 Holdings %
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 500 Growth ETF
IVW
|
+$56.4M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$41.9M |
| 3 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$20.1M |
| 4 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$18.9M |
| 5 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$15.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Fidelity MSCI Financials Index ETF
FNCL
|
+$42.6M |
| 2 |
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
|
+$28.5M |
| 3 |
Fidelity MSCI Energy Index ETF
FENY
|
+$25.7M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$22.4M |
| 5 |
iShares Russell 2000 Growth ETF
IWO
|
+$21.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 5.76% |
| 2 | Technology | 5.43% |
| 3 | Industrials | 5.06% |
| 4 | Consumer Staples | 4.97% |
| 5 | Healthcare | 4.71% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1376
Repligen
RGEN
$9.45B
| $235K | ﹤0.01% |
8,414
-507
| -6% | -$18.3K |
|
|
CORR
1377
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
| $235K | ﹤0.01% |
10,623
+10,134
| +2,072% | +$284K |
|
|
BRW
1378
Saba Capital Income & Opportunities Fund
BRW
$335M
| $234K | ﹤0.01% |
23,096
-2,281
| -9% | -$24K |
|
1379
Saratoga Investment
SAR
$314M
| $234K | ﹤0.01% |
14,501
+5,596
| +63% | +$93.1K |
|
|
PVTB
1380
DELISTED
PrivateBancorp Inc
PVTB
| $234K | ﹤0.01% |
6,100
+500
| +9% | +$19.7K |
|
|
PWJ
1381
DELISTED
POWERSHARES DYNAMIC MID CAP GRTH PORTFOLIO
PWJ
| $234K | ﹤0.01% |
8,093
+236
| +3% | +$6.82K |
|
1382
Bank of Montreal
BMO
$129B
| $233K | ﹤0.01% |
4,298
-519
| -11% | -$28.5K |
|
|
EMF
1383
Templeton Emerging Markets Fund
EMF
$332M
| $233K | ﹤0.01% |
21,102
+732
| +4% | +$9.09K |
|
|
HIO
1384
Western Asset High Income Opportunity Fund
HIO
$338M
| $233K | ﹤0.01% |
49,688
+20
| +0% | +$98 |
|
1385
Pan American Silver
PAAS
$19.9B
| $233K | ﹤0.01% |
36,725
+4,007
| +12% | +$27.4K |
|
1386
WisdomTree International Equity Fund
DWM
$694M
| $232K | ﹤0.01% |
5,122
-2,800
| -35% | -$138K |
|
1387
Williams-Sonoma
WSM
$28.5B
| $232K | ﹤0.01% |
6,062
+312
| +5% | +$12.7K |
|
|
VR
1388
DELISTED
Validus Hold Ltd
VR
| $232K | ﹤0.01% |
5,142
+73
| +1% | +$3.3K |
|
1389
3D Systems Corp
DDD
$601M
| $231K | ﹤0.01% |
20,062
+1,217
| +6% | +$16.9K |
|
|
DHC
1390
Diversified Healthcare Trust
DHC
$2.03B
| $231K | ﹤0.01% |
14,379
-9,151
| -39% | -$151K |
|
1391
United States Natural Gas Fund
UNG
$489M
| $231K | ﹤0.01% |
1,245
+164
| +15% | +$34.2K |
|
1392
Zoetis
ZTS
$31.3B
| $231K | ﹤0.01% |
5,654
+412
| +8% | +$19.1K |
|
1393
Invesco Quality Municipal Securities
IQI
$541M
| $230K | ﹤0.01% |
18,889
| – | – |
|
1394
Invesco Large Cap Growth ETF
PWB
$2.45B
| $230K | ﹤0.01% |
7,875
+317
| +4% | +$9.73K |
|
1395
Barings BDC
BBDC
$987M
| $229K | ﹤0.01% |
13,657
-625
| -4% | -$12.6K |
|
|
B
1396
Barrick Mining
B
$67.3B
| $229K | ﹤0.01% |
36,046
+2,416
| +7% | +$18.2K |
|
1397
UGI
UGI
$7.56B
| $229K | ﹤0.01% |
6,603
-426
| -6% | -$14.9K |
|
|
BTO
1398
John Hancock Financial Opportunities Fund
BTO
$819M
| $228K | ﹤0.01% |
9,151
+3,745
| +69% | +$101K |
|
1399
Deutsche Bank
DB
$72.1B
| $228K | ﹤0.01% |
9,484
+2,925
| +45% | +$80.8K |
|
1400
Prologis
PLD
$134B
| $228K | ﹤0.01% |
5,870
+448
| +8% | +$17.5K |
|
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review
As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.
By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.
Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.
- Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
- Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
- Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
- Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
- Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
- Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
- Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.
Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.