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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FICO icon
1351
Fair Isaac
FICO
$22.7B
$586K 0.01%
4,172
+15
+0.4% +$2.1K
OA
1352
DELISTED
Orbital ATK, Inc.
OA
$586K 0.01%
4,404
+1,081
+33% +$119K
CDE icon
1353
Coeur Mining
CDE
$18.7B
$585K 0.01%
63,710
-2,670
-4% -$22.7K
CP icon
1354
Canadian Pacific Kansas City
CP
$79.6B
$583K 0.01%
17,335
+2,720
+19% +$86.5K
IQI icon
1355
Invesco Quality Municipal Securities
IQI
$533M
$583K 0.01%
45,555
+6,187
+16% +$79.2K
VRSN icon
1356
VeriSign
VRSN
$26.5B
$583K 0.01%
5,490
+351
+7% +$35.3K
PIZ icon
1357
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$730M
$581K 0.01%
21,490
+638
+3% +$16.8K
COO icon
1358
Cooper Companies
COO
$14.9B
$580K 0.01%
9,808
-432
-4% -$26.4K
LULU icon
1359
lululemon athletica
LULU
$14.5B
$580K 0.01%
9,323
-364
-4% -$21.9K
BSL
1360
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$171M
$578K 0.01%
32,878
+4,067
+14% +$71.8K
BJZ
1361
DELISTED
Blackrock Ca Muni 2018 Term Tr
BJZ
$578K 0.01%
38,400
+10,000
+35% +$150K
UBSI icon
1362
United Bankshares
UBSI
$6.58B
$577K 0.01%
15,505
+6,808
+78% +$240K
SPLK
1363
DELISTED
Splunk Inc
SPLK
$577K 0.01%
8,679
+456
+6% +$28.5K
TDIV icon
1364
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.42B
$576K 0.01%
17,816
+502
+3% +$16K
TLEH
1365
DELISTED
FlexShares Currency Hedged Morningstar EM Factor Tilt Index Fund
TLEH
$576K 0.01%
19,431
-141
-0.7% -$4.16K
DNKN
1366
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$576K 0.01%
10,849
+848
+8% +$45K
LAZ icon
1367
Lazard
LAZ
$4.16B
$575K 0.01%
12,734
+22
+0.2% +$975
GGN
1368
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$837M
$573K 0.01%
102,077
+28,461
+39% +$159K
OGE icon
1369
OGE Energy
OGE
$9.54B
$573K 0.01%
15,883
+1,042
+7% +$37.2K
SMMV icon
1370
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$290M
$572K 0.01%
20,236
+15,775
+354% +$437K
HP icon
1371
Helmerich & Payne
HP
$4.18B
$571K 0.01%
10,961
+1,590
+17% +$78.7K
SSRM icon
1372
SSR Mining
SSRM
$6.4B
$571K 0.01%
+53,814
New +$548K
VOOV icon
1373
Vanguard S&P 500 Value ETF
VOOV
$6.76B
$571K 0.01%
5,485
+787
+17% +$80.3K
CGNX icon
1374
Cognex
CGNX
$10.8B
$570K 0.01%
10,350
+1,078
+12% +$54.7K
SIRE
1375
DELISTED
Sisecam Resources LP
SIRE
$570K 0.01%
22,740
-1,590
-7% -$40.6K
53 54
55
56 57

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.