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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JBLU icon
1351
JetBlue
JBLU
$2.19B
$374K 0.01%
21,686
+7,103
+49% +$121K
PDT
1352
John Hancock Premium Dividend Fund
PDT
$628M
$374K 0.01%
22,772
-1,513
-6% -$25.7K
CSM icon
1353
ProShares Large Cap Core Plus
CSM
$537M
$373K 0.01%
14,124
+1,368
+11% +$36.2K
HOLX
1354
DELISTED
Hologic
HOLX
$373K 0.01%
9,585
+815
+9% +$30.8K
QAI icon
1355
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.03B
$371K 0.01%
12,656
+4,319
+52% +$126K
ORAN
1356
DELISTED
Orange
ORAN
$371K 0.01%
23,963
-1,102
-4% -$17K
PXSC
1357
DELISTED
POWERSHARES FUNDAMENTAL PURE SMALL CORE PORTFOLIO
PXSC
$371K 0.01%
10,315
– –
PPA icon
1358
Invesco Aerospace & Defense ETF
PPA
$8.68B
$370K 0.01%
9,565
+2,061
+27% +$79.6K
FTV icon
1359
Fortive
FTV
$18.7B
$369K 0.01%
+11,470
New +$368K
ERIE icon
1360
Erie Indemnity
ERIE
$13.4B
$368K 0.01%
3,619
+55
+2% +$5.46K
MSEX icon
1361
Middlesex Water
MSEX
$1.11B
$367K 0.01%
10,408
-593
-5% -$22.4K
SGDM icon
1362
Sprott Gold Miners ETF
SGDM
$653M
$367K 0.01%
15,210
+1,207
+9% +$32.3K
FMSA
1363
DELISTED
Fairmount Santrol Holdings Inc.
FMSA
$366K 0.01%
43,124
– –
SCTO
1364
DELISTED
Global X JPMorgan US Sector Rotator Index ETF
SCTO
$366K 0.01%
15,349
+895
+6% +$21.4K
KOP icon
1365
Koppers
KOP
$874M
$365K 0.01%
11,334
-75
-0.7% -$2.37K
DDD icon
1366
3D Systems Corp
DDD
$601M
$364K 0.01%
20,342
+2,095
+11% +$31.4K
LAZ icon
1367
Lazard
LAZ
$4.43B
$364K 0.01%
10,043
+2,498
+33% +$87.3K
CBOE icon
1368
Cboe Global Markets
CBOE
$30.6B
$360K 0.01%
5,453
+919
+20% +$62.7K
IPG
1369
DELISTED
Interpublic Group of Companies
IPG
$360K 0.01%
16,179
+807
+5% +$18.6K
MLM icon
1370
Martin Marietta Materials
MLM
$32.7B
$360K 0.01%
1,998
-66
-3% -$12.6K
PRFZ icon
1371
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.92B
$360K 0.01%
17,115
-62,195
-78% -$1.28M
PBE icon
1372
Invesco Biotechnology & Genome ETF
PBE
$359M
$359K 0.01%
8,553
+381
+5% +$15.6K
LLL
1373
DELISTED
L3 Technologies, Inc.
LLL
$359K 0.01%
2,379
-170
-7% -$25.4K
WNR
1374
DELISTED
Western Refining Inc
WNR
$359K 0.01%
13,555
+1,261
+10% +$29.8K
PMX
1375
DELISTED
PIMCO Municipal Income Fund III
PMX
$358K 0.01%
27,910
-49,849
-64% -$638K
53 54
55
56 57

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.