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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFX icon
1351
Equifax
EFX
$21.8B
$243K 0.01%
2,499
-1,094
-30% -$109K
ERIC icon
1352
Ericsson
ERIC
$33.6B
$243K 0.01%
24,906
+2,770
+13% +$28K
WIA
1353
Western Asset Inflation-Linked Income Fund
WIA
$187M
$243K 0.01%
23,101
-1,973
-8% -$21.6K
GG
1354
DELISTED
Goldcorp Inc
GG
$243K 0.01%
19,362
-2,000
-9% -$28K
ESS icon
1355
Essex Property Trust
ESS
$18.5B
$242K 0.01%
1,084
-364
-25% -$80.3K
NXP icon
1356
Nuveen Select Tax-Free Income Portfolio
NXP
$904M
$242K 0.01%
17,818
-2,853
-14% -$38.5K
SRLN icon
1357
State Street Blackstone Senior Loan ETF
SRLN
$5.38B
$241K 0.01%
5,037
+137
+3% +$6.65K
XLNX
1358
DELISTED
Xilinx Inc
XLNX
$241K 0.01%
5,691
-7,310
-56% -$308K
MNRO icon
1359
Monro
MNRO
$352M
$240K ﹤0.01%
3,563
+584
+20% +$37.4K
SPLB icon
1360
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.19B
$240K ﹤0.01%
9,377
-7,516
-44% -$193K
MUI
1361
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$240K ﹤0.01%
17,334
+6,996
+68% +$96.6K
BGS icon
1362
B&G Foods
BGS
$299M
$239K ﹤0.01%
6,563
-1,173
-15% -$37K
IEO icon
1363
iShares US Oil & Gas Exploration & Production ETF
IEO
$589M
$239K ﹤0.01%
4,310
-3,034
-41% -$188K
MLN icon
1364
VanEck Long Muni ETF
MLN
$684M
$239K ﹤0.01%
12,283
-2,929
-19% -$56.7K
MSGS icon
1365
Madison Square Garden
MSGS
$9.94B
$239K ﹤0.01%
4,594
+18
+0.4% +$990
MATX icon
1366
Matsons
MATX
$6.39B
$238K ﹤0.01%
6,173
+2,700
+78% +$107K
RVSB icon
1367
Riverview Bancorp
RVSB
$107M
$238K ﹤0.01%
50,145
– –
EROC
1368
DELISTED
EAGLE ROCK ENERGY PARTNERS, L.P. COM UNITS RPTNG LTD PRTNR
EROC
$238K ﹤0.01%
187,489
+23,180
+14% +$38.6K
DSI icon
1369
iShares MSCI KLD 400 Social ETF
DSI
$5.58B
$237K ﹤0.01%
6,698
+924
+16% +$34.6K
MIDU icon
1370
Direxion Daily Mid Cap Bull 3X ETF
MIDU
$81M
$237K ﹤0.01%
11,978
-444
-4% -$10.8K
HZNP
1371
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$237K ﹤0.01%
11,789
+5,582
+90% +$176K
ALLY icon
1372
Ally Financial
ALLY
$13.6B
$236K ﹤0.01%
11,553
+2,847
+33% +$61.9K
DTRE icon
1373
First Trust Alerian Disruptive Technology Real Estate ETF
DTRE
$14.7M
$236K ﹤0.01%
5,767
+5,036
+689% +$211K
PTH icon
1374
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$243M
$236K ﹤0.01%
13,068
-3,111
-19% -$64.6K
EMN icon
1375
Eastman Chemical
EMN
$8.43B
$235K ﹤0.01%
3,626
-3,089
-46% -$228K
53 54
55
56 57

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.