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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.74%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.21B
AUM Growth
+$693M
Cap. Flow
+$641M
Cap. Flow %
12.29%
Top 10 Hldgs %
13.39%
Holding
4,867
New
364
Increased
2,293
Reduced
1,153
Closed
145

Top Buys

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$41.1M
2
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$36.7M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$35.2M
4
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$34.5M
5
AAPL icon
Apple
AAPL
+$28.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$45.5M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$41.4M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$37.8M
4
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$36.7M
5
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$36.6M

Sector Composition

Rank Sector Weight
1 Financials 5.65%
2 Technology 5.62%
3 Industrials 5.35%
4 Healthcare 4.99%
5 Consumer Staples 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEN
1351
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$279K 0.01%
1,600
+155
+11% +$28.9K
MCA
1352
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$279K 0.01%
17,867
-2,727
-13% -$42.2K
NXQ
1353
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$279K 0.01%
19,999
+2
+0% +$28
DIV icon
1354
Global X SuperDividend US ETF
DIV
$780M
$277K 0.01%
9,788
-7,162
-42% -$206K
LBTYK icon
1355
Liberty Global Class C
LBTYK
$3.48B
$277K 0.01%
6,884
+6,329
+1,140% +$251K
BEN icon
1356
Franklin Resources
BEN
$17.2B
$276K 0.01%
5,374
+860
+19% +$45.6K
DXCM icon
1357
DexCom
DXCM
$34.5B
$276K 0.01%
17,672
+16
+0.1% +$242
RC
1358
Ready Capital
RC
$294M
$276K 0.01%
15,478
+968
+7% +$17K
USRT icon
1359
iShares Core US REIT ETF
USRT
$4.63B
$275K 0.01%
5,650
+1,075
+23% +$52.7K
CUNB
1360
DELISTED
CU Bancorp
CUNB
$275K 0.01%
12,101
– –
IDOG icon
1361
ALPS International Sector Dividend Dogs ETF
IDOG
$564M
$274K 0.01%
10,148
+205
+2% +$5.51K
MGEE icon
1362
MGE Energy Inc
MGEE
$3.06B
$274K 0.01%
6,187
– –
ALE
1363
DELISTED
Allete
ALE
$273K 0.01%
5,173
+2,112
+69% +$116K
HBAN icon
1364
Huntington Bancshares
HBAN
$35.9B
$273K 0.01%
24,727
+8,825
+55% +$93.2K
PDT
1365
John Hancock Premium Dividend Fund
PDT
$628M
$273K 0.01%
19,645
+7,289
+59% +$102K
RNG icon
1366
RingCentral
RNG
$5.66B
$273K 0.01%
17,800
+1,100
+7% +$16.6K
TRF
1367
DELISTED
TEMPLETON RUSSIA & EAST EURO FD
TRF
$273K 0.01%
27,674
+19,000
+219% +$179K
CCL icon
1368
Carnival Corporation Ltd
CCL
$38.9B
$272K 0.01%
5,726
+670
+13% +$30.2K
HIO
1369
Western Asset High Income Opportunity Fund
HIO
$338M
$272K 0.01%
51,129
+11,231
+28% +$60.3K
FEZ icon
1370
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.56B
$270K 0.01%
6,945
+2,052
+42% +$77.6K
NUV icon
1371
Nuveen Municipal Value Fund
NUV
$1.9B
$270K 0.01%
27,281
+825
+3% +$8.19K
MACK
1372
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
$270K 0.01%
2,885
+762
+36% +$64.9K
LNCO
1373
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
$270K 0.01%
28,065
+8,690
+45% +$93.4K
APO icon
1374
Apollo Global Management
APO
$84.8B
$269K 0.01%
12,445
+10,285
+476% +$240K
EDU icon
1375
New Oriental
EDU
$8.33B
$269K 0.01%
14,003
-342
-2% -$6.88K
53 54
55
56 57

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2015 Portfolio in Review

As of Q1 2015, Ladenburg Thalmann Financial Services held 4,867 positions worth $5.21B, up 15% from $4.52B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $641M of net new capital in Q1 2015, opening 364 new positions and adding to 2,293 existing holdings. Its largest new stake was PIMCO Enhanced Low Duration Active Exchange-Traded Fund: 129,201 shares worth $13.1M.

By sector, the portfolio is most concentrated in Financials at 5.6% of assets, up from 5.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $45.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2015 buy was PIMCO Enhanced Low Duration Active Exchange-Traded Fund: 129,201 shares worth $13.1M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell Mid-Cap Growth ETF in Q1 2015, an estimated $41.1M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $45.5M.
  • Ladenburg Thalmann Financial Services fully exited Vanguard Emerging Markets Government Bond ETF in Q1 2015, selling an estimated $2.88M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $5.21B portfolio in Q1 2015.
  • Ladenburg Thalmann Financial Services opened 364 new positions and closed 145 in Q1 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 15% quarter-over-quarter to $5.21B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2015, filed 15 May 2015.