We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WST icon
1351
West Pharmaceutical
WST
$24.7B
$121K ﹤0.01%
2,467
+65
+3% +$3.04K
FCO
1352
DELISTED
abrdn Global Income Fund
FCO
$120K ﹤0.01%
11,550
+7,050
+157% +$75.9K
FTK icon
1353
Flotek Industries
FTK
$1.41B
$120K ﹤0.01%
1,000
+917
+1,105% +$116K
IMCV icon
1354
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.16B
$120K ﹤0.01%
3,147
-114
-3% -$4.18K
GMAN
1355
DELISTED
Gordmans Stores, Inc.
GMAN
$120K ﹤0.01%
15,596
– –
ONB icon
1356
Old National Bancorp
ONB
$10.3B
$119K ﹤0.01%
7,725
-2,759
-26% -$41.2K
XYL icon
1357
Xylem
XYL
$28.8B
$119K ﹤0.01%
3,442
+1
+0% +$32
STB
1358
DELISTED
Student Transportation Inc
STB
$119K ﹤0.01%
19,300
-3,068
-14% -$19.3K
PDLI
1359
DELISTED
PDL BioPharma, Inc.
PDLI
$119K ﹤0.01%
14,116
-1,454
-9% -$12.3K
WES
1360
DELISTED
Western Gas Partners Lp
WES
$119K ﹤0.01%
1,925
– –
DRI icon
1361
Darden Restaurants
DRI
$25B
$118K ﹤0.01%
2,435
-655
-21% -$30.3K
MPT
1362
Medical Properties Trust
MPT
$2.4B
$118K ﹤0.01%
9,616
+3,009
+46% +$38.4K
OXSQ icon
1363
Oxford Square Capital
OXSQ
$151M
$118K ﹤0.01%
11,428
-6,795
-37% -$69.5K
PALI icon
1364
Palisade Bio
PALI
$372M
– –
0
– –
PWV icon
1365
Invesco Large Cap Value ETF
PWV
$1.78B
$118K ﹤0.01%
4,154
– –
WFC.PRL icon
1366
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$118K ﹤0.01%
106
– –
CDMO
1367
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$118K ﹤0.01%
12,143
+9,857
+431% +$92.7K
DCP
1368
DELISTED
DCP Midstream, LP
DCP
$118K ﹤0.01%
2,346
-199
-8% -$9.57K
ARRY
1369
DELISTED
Array Biopharma Inc
ARRY
$118K ﹤0.01%
23,631
+11,389
+93% +$62K
SAGG
1370
DELISTED
Direxion Daily Total Bond Market Bear 1X Shares
SAGG
$118K ﹤0.01%
3,290
– –
ELME
1371
Elme Communities
ELME
$144M
$117K ﹤0.01%
5,019
-4,277
-46% -$106K
FNX icon
1372
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
$117K ﹤0.01%
2,321
-102
-4% -$4.91K
FUL icon
1373
H.B. Fuller
FUL
$3.34B
$117K ﹤0.01%
2,247
+1
+0% +$49
PPA icon
1374
Invesco Aerospace & Defense ETF
PPA
$8.72B
$117K ﹤0.01%
3,765
+1,002
+36% +$29.2K
NKA
1375
DELISTED
NISKA GAS STORAGE PARTNERS LLC UNIT LTD LIABILITY CO INTS
NKA
$117K ﹤0.01%
7,935
-260
-3% -$4K
53 54
55
56 57

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.