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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NCZ
1351
Virtus Convertible & Income Fund II
NCZ
$304M
$109K ﹤0.01%
3,166
-3,440
-52% -$119K
SBGI icon
1352
Sinclair Inc
SBGI
$989M
$109K ﹤0.01%
3,241
+221
+7% +$6.23K
CADX
1353
DELISTED
CADENCE PHARMACEUTICALS, INC COM STK
CADX
$109K ﹤0.01%
17,350
+8,500
+96% +$54K
PRFZ icon
1354
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.88B
$108K ﹤0.01%
6,050
+3,015
+99% +$52.3K
PWV icon
1355
Invesco Large Cap Value ETF
PWV
$1.78B
$108K ﹤0.01%
4,154
-16,225
-80% -$425K
CUNB
1356
DELISTED
CU Bancorp
CUNB
$108K ﹤0.01%
5,913
-13,521
-70% -$235K
ALE
1357
DELISTED
Allete
ALE
$107K ﹤0.01%
2,218
+18
+0.8% +$897
CIM
1358
Chimera Investment
CIM
$996M
$107K ﹤0.01%
2,340
-306
-12% -$13.6K
FIS icon
1359
Fidelity National Information Services
FIS
$22.1B
$107K ﹤0.01%
2,281
+508
+29% +$23K
LEG icon
1360
Leggett & Platt
LEG
$1.3B
$107K ﹤0.01%
3,546
+1,798
+103% +$55.2K
SGEN
1361
DELISTED
Seagen Inc. Common Stock
SGEN
$107K ﹤0.01%
2,433
+231
+10% +$9.62K
SIVB
1362
DELISTED
SVB Financial Group
SIVB
$107K ﹤0.01%
1,241
+1,212
+4,179% +$105K
INP
1363
DELISTED
iPath ETNs Linked to the MSCI India Total Return Index
INP
$107K ﹤0.01%
2,110
– –
EFX icon
1364
Equifax
EFX
$21.4B
$106K ﹤0.01%
1,760
+174
+11% +$10.7K
EOI
1365
Eaton Vance Enhanced Equity Income Fund
EOI
$830M
$106K ﹤0.01%
8,810
+8,583
+3,781% +$104K
OIA icon
1366
Invesco Municipal Income Opportunities Trust
OIA
$290M
$106K ﹤0.01%
16,812
-2,000
-11% -$12.5K
OTTR icon
1367
Otter Tail
OTTR
$3.96B
$106K ﹤0.01%
3,843
+319
+9% +$9.18K
VAR
1368
DELISTED
Varian Medical Systems, Inc.
VAR
$106K ﹤0.01%
1,625
– –
DNL icon
1369
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$503M
$105K ﹤0.01%
4,282
-11,428
-73% -$278K
FBIN icon
1370
Fortune Brands Innovations
FBIN
$5.97B
$105K ﹤0.01%
2,940
+361
+14% +$12.3K
ACC
1371
DELISTED
American Campus Communities, Inc.
ACC
$105K ﹤0.01%
3,084
-3,223
-51% -$120K
ZNGA
1372
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$105K ﹤0.01%
28,519
+3,400
+14% +$10.7K
BWLD
1373
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$105K ﹤0.01%
941
-2,125
-69% -$223K
BG icon
1374
Bunge Global
BG
$21.4B
$104K ﹤0.01%
1,365
-63
-4% -$4.77K
STLD icon
1375
Steel Dynamics
STLD
$37.8B
$104K ﹤0.01%
6,177
-72
-1% -$1.14K
53 54
55
56 57

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.