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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGIT icon
1326
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.3B
$603K 0.01%
9,333
-250
-3% -$16.2K
XT icon
1327
iShares Future Exponential Technologies ETF
XT
$3.99B
$603K 0.01%
17,572
+1,736
+11% +$57.4K
DEX
1328
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$603K 0.01%
50,829
+4,588
+10% +$53K
PXH icon
1329
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.98B
$602K 0.01%
28,229
-2,054
-7% -$43.6K
IBDK
1330
DELISTED
iShares iBonds Dec 2019 Term Corporate ETF
IBDK
$602K 0.01%
24,009
+15,291
+175% +$382K
NCV
1331
Virtus Convertible & Income Fund
NCV
$391M
$601K 0.01%
21,167
+8,881
+72% +$250K
EWJ icon
1332
iShares MSCI Japan ETF
EWJ
$22.6B
$600K 0.01%
10,745
-4,431
-29% -$242K
EQIX icon
1333
Equinix
EQIX
$103B
$599K 0.01%
1,345
-2,318
-63% -$1.04M
IHE icon
1334
iShares US Pharmaceuticals ETF
IHE
$1.66B
$599K 0.01%
11,517
+804
+8% +$41.3K
FRI icon
1335
First Trust S&P REIT Index Fund
FRI
$201M
$598K 0.01%
25,708
+3,281
+15% +$76.5K
WAT icon
1336
Waters Corp
WAT
$40.4B
$598K 0.01%
3,332
-332
-9% -$60.2K
CME icon
1337
CME Group
CME
$94.8B
$597K 0.01%
4,387
-113
-3% -$14.3K
BCIC
1338
BCP Investment Corp
BCIC
$94.7M
$596K 0.01%
16,320
-250
-2% -$8.58K
IBDM
1339
DELISTED
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
$596K 0.01%
23,799
+596
+3% +$14.9K
LTC
1340
LTC Properties
LTC
$2.12B
$594K 0.01%
12,652
-1,684
-12% -$82.9K
VTA
1341
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$594K 0.01%
49,760
+8,580
+21% +$102K
SBR
1342
Sabine Royalty Trust
SBR
$1.06B
$593K 0.01%
14,511
+4,874
+51% +$192K
SSO icon
1343
ProShares Ultra S&P500
SSO
$8.41B
$593K 0.01%
48,952
-8,000
-14% -$92.8K
EMD
1344
Western Asset Emerging Markets Debt Fund
EMD
$611M
$592K 0.01%
37,627
+7,157
+23% +$112K
HIG.WS
1345
DELISTED
Hartford Financial Services Grp
HIG.WS
$592K 0.01%
11,826
– –
EG icon
1346
Everest Group
EG
$14.2B
$589K 0.01%
2,575
-655
-20% -$165K
RLJ icon
1347
RLJ Lodging Trust
RLJ
$1.67B
$589K 0.01%
26,799
-774
-3% -$15.9K
NEU icon
1348
NewMarket
NEU
$8.37B
$588K 0.01%
1,381
+28
+2% +$12.2K
SPXX icon
1349
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$343M
$588K 0.01%
37,629
+1,184
+3% +$18.2K
MFC icon
1350
Manulife Financial
MFC
$73.3B
$587K 0.01%
28,925
+1,339
+5% +$26.6K
52 53
54
55 56

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.