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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAH icon
1326
Booz Allen Hamilton
BAH
$9.43B
$395K 0.01%
12,527
-196
-2% -$5.98K
FRME icon
1327
First Merchants
FRME
$2.72B
$393K 0.01%
14,688
-138
-0.9% -$3.65K
VMI icon
1328
Valmont Industries
VMI
$9.5B
$393K 0.01%
2,919
-403
-12% -$53.1K
COO icon
1329
Cooper Companies
COO
$14.9B
$392K 0.01%
8,764
-2,376
-21% -$108K
CHY
1330
Calamos Convertible and High Income Fund
CHY
$1.09B
$391K 0.01%
35,485
+3,351
+10% +$37.3K
IMVP
1331
Invesco India ETF
IMVP
$108M
$391K 0.01%
18,833
-199
-1% -$4.09K
BSJG
1332
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
$391K 0.01%
15,160
-454
-3% -$11.7K
OXLC
1333
Oxford Lane Capital
OXLC
$950M
$388K 0.01%
7,404
– –
RNG icon
1334
RingCentral
RNG
$5.66B
$388K 0.01%
16,387
-2,365
-13% -$53.5K
BTZ icon
1335
BlackRock Credit Allocation Income Trust
BTZ
$963M
$387K 0.01%
28,916
-891
-3% -$11.9K
DKS icon
1336
Dick's Sporting Goods
DKS
$18.1B
$386K 0.01%
6,835
+2,500
+58% +$138K
BGT icon
1337
BlackRock Floating Rate Income Trust
BGT
$329M
$384K 0.01%
28,401
-1,941
-6% -$25.7K
BWA icon
1338
BorgWarner
BWA
$13.8B
$384K 0.01%
12,361
+3,848
+45% +$113K
MELI icon
1339
Mercado Libre
MELI
$92.7B
$384K 0.01%
2,076
+883
+74% +$146K
CW icon
1340
Curtiss-Wright
CW
$25.4B
$383K 0.01%
4,191
-362
-8% -$31.9K
GOVT icon
1341
iShares US Treasury Bond ETF
GOVT
$43.8B
$381K 0.01%
14,588
+1,868
+15% +$48.8K
BNY
1342
DELISTED
BlackRock New York Municipal Income Trust
BNY
$380K 0.01%
23,692
-500
-2% -$8.22K
FRA icon
1343
BlackRock Floating Rate Income Strategies Fund
FRA
$392M
$379K 0.01%
27,295
+872
+3% +$11.8K
IGF icon
1344
iShares Global Infrastructure ETF
IGF
$10.7B
$379K 0.01%
9,111
-134
-1% -$5.52K
PBP icon
1345
Invesco S&P 500 BuyWrite ETF
PBP
$363M
$379K 0.01%
18,003
+166
+0.9% +$3.48K
BB icon
1346
BlackBerry
BB
$5.27B
$378K 0.01%
47,371
-13,280
-22% -$99.7K
VR
1347
DELISTED
Validus Hold Ltd
VR
$378K 0.01%
7,579
+200
+3% +$9.94K
RVT icon
1348
Royce Value Trust
RVT
$2.32B
$376K 0.01%
29,763
-4,609
-13% -$57.8K
AMTD
1349
DELISTED
TD Ameritrade Holding Corp
AMTD
$376K 0.01%
10,666
+5,241
+97% +$163K
PBI icon
1350
Pitney Bowes
PBI
$2.28B
$375K 0.01%
20,661
+163
+0.8% +$2.99K
52 53
54
55 56

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.