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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEY icon
1301
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$622K 0.01%
36,255
-9,256
-20% -$156K
OAKS
1302
DELISTED
Five Oaks Investment Corp.
OAKS
$622K 0.01%
139,365
-28,307
-17% -$127K
BSCN
1303
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$622K 0.01%
29,473
+18,779
+176% +$396K
DGRW icon
1304
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.3B
$621K 0.01%
16,291
+2,425
+17% +$90.4K
CMF icon
1305
iShares California Muni Bond ETF
CMF
$4.62B
$620K 0.01%
10,470
+2,060
+24% +$122K
HSBC icon
1306
HSBC
HSBC
$354B
$620K 0.01%
13,731
+1,951
+17% +$86.3K
NTG
1307
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$619K 0.01%
3,416
-191
-5% -$35.3K
BF.B icon
1308
Brown-Forman Class B
BF.B
$12.9B
$618K 0.01%
17,795
-469
-3% -$15.2K
IGE icon
1309
iShares North American Natural Resources ETF
IGE
$778M
$615K 0.01%
18,315
+3,627
+25% +$116K
APC
1310
DELISTED
Anadarko Petroleum
APC
$615K 0.01%
12,548
-1,733
-12% -$76.4K
LW icon
1311
Lamb Weston
LW
$7.12B
$613K 0.01%
13,046
-2,718
-17% -$122K
GRMN
1312
Garmin
GRMN
$60.4B
$612K 0.01%
11,331
+737
+7% +$38.2K
HYI
1313
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$612K 0.01%
39,363
+708
+2% +$10.9K
WHLRP
1314
Wheeler Real Estate Investment Trust Preferred Stock
WHLRP
$8.36M
$612K 0.01%
27,560
-165
-0.6% -$3.65K
LEO
1315
BNY Mellon Strategic Municipals
LEO
$387M
$611K 0.01%
69,510
+20,993
+43% +$188K
CLF icon
1316
Cleveland-Cliffs
CLF
$7.13B
$610K 0.01%
85,153
-11,051
-11% -$82.5K
SMOG icon
1317
VanEck Low Carbon Energy ETF
SMOG
$134M
$609K 0.01%
10,127
+473
+5% +$28.1K
VTN icon
1318
Invesco Trust for Investment Grade New York Municipals
VTN
$167M
$609K 0.01%
44,446
-1,739
-4% -$24K
QYLD icon
1319
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.27B
$607K 0.01%
25,437
+17,955
+240% +$428K
IBML
1320
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
$607K 0.01%
23,786
+2,336
+11% +$59.9K
EQM
1321
DELISTED
EQM Midstream Partners, LP
EQM
$607K 0.01%
8,088
+1,736
+27% +$131K
ORC
1322
Orchid Island Capital
ORC
$1.3B
$605K 0.01%
11,861
-1,829
-13% -$89.9K
RYN icon
1323
Rayonier
RYN
$6.52B
$605K 0.01%
23,058
-1,031
-4% -$26.8K
AWP
1324
abrdn Global Premier Properties Fund
AWP
$363M
$604K 0.01%
30,414
+5,105
+20% +$99K
EWU icon
1325
iShares MSCI United Kingdom ETF
EWU
$4.15B
$604K 0.01%
17,337
-14,284
-45% -$485K
51 52
53
54 55

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.