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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.74%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.21B
AUM Growth
+$693M
Cap. Flow
+$641M
Cap. Flow %
12.29%
Top 10 Hldgs %
13.39%
Holding
4,867
New
364
Increased
2,293
Reduced
1,153
Closed
145

Top Buys

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$41.1M
2
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$36.7M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$35.2M
4
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$34.5M
5
AAPL icon
Apple
AAPL
+$28.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$45.5M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$41.4M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$37.8M
4
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$36.7M
5
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$36.6M

Sector Composition

Rank Sector Weight
1 Financials 5.65%
2 Technology 5.62%
3 Industrials 5.35%
4 Healthcare 4.99%
5 Consumer Staples 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSH
1301
DELISTED
NuStar GP Holdings LLC
NSH
$308K 0.01%
8,694
+7,176
+473% +$255K
ABAX
1302
DELISTED
Abaxis Inc
ABAX
$308K 0.01%
4,806
+3,790
+373% +$231K
VGR
1303
DELISTED
Vector Group Ltd.
VGR
$307K 0.01%
25,156
+5,343
+27% +$66.1K
NIO
1304
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$307K 0.01%
20,938
+771
+4% +$11.2K
DBRG icon
1305
DigitalBridge
DBRG
$2.94B
$306K 0.01%
3,269
+298
+10% +$27K
RWK icon
1306
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.35B
$306K 0.01%
6,061
+129
+2% +$6.31K
VONE icon
1307
Vanguard Russell 1000 ETF
VONE
$8.74B
$305K 0.01%
3,180
+754
+31% +$71.9K
EMD
1308
DELISTED
Western Asset Emerging Markets
EMD
$304K 0.01%
27,377
– –
FDT icon
1309
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.33B
$303K 0.01%
5,974
+2,258
+61% +$111K
MFA
1310
MFA Financial
MFA
$931M
$303K 0.01%
9,601
-137
-1% -$4.34K
MLN icon
1311
VanEck Long Muni ETF
MLN
$684M
$303K 0.01%
15,212
– –
NMZ icon
1312
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.22B
$303K 0.01%
21,883
+17,883
+447% +$246K
SIX
1313
DELISTED
Six Flags Entertainment Corp.
SIX
$303K 0.01%
6,262
+1,790
+40% +$81.5K
HW
1314
DELISTED
Headwaters Inc
HW
$303K 0.01%
16,500
-317
-2% -$4.99K
BJZ
1315
DELISTED
Blackrock Ca Muni 2018 Term Tr
BJZ
$303K 0.01%
20,000
+13,000
+186% +$200K
RWM icon
1316
ProShares Short Russell2000
RWM
$99.4M
$302K 0.01%
5,073
-5,784
-53% -$353K
STLA icon
1317
Stellantis
STLA
$20.2B
$301K 0.01%
28,206
+9,007
+47% +$84.2K
JAZZ icon
1318
Jazz Pharmaceuticals
JAZZ
$16B
$300K 0.01%
1,738
-448
-20% -$76.9K
NFJ
1319
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.46B
$300K 0.01%
18,406
+11,838
+180% +$192K
SVVC
1320
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$299K 0.01%
20,826
+1,675
+9% +$26K
JAH
1321
DELISTED
JARDEN CORPORATION
JAH
$299K 0.01%
5,662
+406
+8% +$20.5K
ISHG icon
1322
iShares 1-3 Year International Treasury Bond ETF
ISHG
$826M
$298K 0.01%
3,817
+238
+7% +$19.2K
DTH icon
1323
WisdomTree International High Dividend Fund
DTH
$661M
$297K 0.01%
6,873
+1,562
+29% +$67.8K
ALU
1324
DELISTED
Alcatel-Lucent
ALU
$296K 0.01%
79,481
+5,297
+7% +$19.5K
COLB icon
1325
Columbia Banking Systems
COLB
$9.18B
$295K 0.01%
10,190
+333
+3% +$9.14K
51 52
53
54 55

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q1 2015 Portfolio in Review

As of Q1 2015, Ladenburg Thalmann Financial Services held 4,867 positions worth $5.21B, up 15% from $4.52B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $641M of net new capital in Q1 2015, opening 364 new positions and adding to 2,293 existing holdings. Its largest new stake was PIMCO Enhanced Low Duration Active Exchange-Traded Fund: 129,201 shares worth $13.1M.

By sector, the portfolio is most concentrated in Financials at 5.6% of assets, up from 5.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $45.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2015 buy was PIMCO Enhanced Low Duration Active Exchange-Traded Fund: 129,201 shares worth $13.1M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell Mid-Cap Growth ETF in Q1 2015, an estimated $41.1M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $45.5M.
  • Ladenburg Thalmann Financial Services fully exited Vanguard Emerging Markets Government Bond ETF in Q1 2015, selling an estimated $2.88M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $5.21B portfolio in Q1 2015.
  • Ladenburg Thalmann Financial Services opened 364 new positions and closed 145 in Q1 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 15% quarter-over-quarter to $5.21B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2015, filed 15 May 2015.