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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FMC icon
1301
FMC
FMC
$1.26B
$241K 0.01%
4,831
+3,577
+285% +$174K
TRMB icon
1302
Trimble
TRMB
$13.1B
$241K 0.01%
9,078
+4,515
+99% +$127K
FIZZ icon
1303
National Beverage
FIZZ
$2.86B
$240K 0.01%
19,206
+18,846
+5,235% +$226K
NRIM icon
1304
Northrim BanCorp
NRIM
$600M
$240K 0.01%
+36,596
New +$253K
AZUR
1305
DELISTED
AZURE MIDSTREAM PARTNERS LP COM UNT LTD PARTNER INT
AZUR
$240K 0.01%
13,218
-1,952
-13% -$36.2K
PSQ icon
1306
ProShares Short QQQ
PSQ
$641M
$239K 0.01%
814
-66
-8% -$20.2K
ZION icon
1307
Zions Bancorporation
ZION
$10.4B
$238K 0.01%
8,442
+4,281
+103% +$121K
IPN
1308
DELISTED
SPDR S&P International Industrial Sector
IPN
$238K 0.01%
8,066
-215
-3% -$6.28K
BSCK
1309
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$238K 0.01%
11,310
+9,630
+573% +$204K
HQL
1310
abrdn Life Sciences Investors
HQL
$645M
$237K 0.01%
9,520
+2,162
+29% +$51.9K
IHF icon
1311
iShares US Healthcare Providers ETF
IHF
$1.25B
$236K 0.01%
10,070
+5,165
+105% +$116K
ACSF
1312
DELISTED
American Capital Senior Floating, Ltd.
ACSF
$236K 0.01%
+19,500
New +$252K
LOCK
1313
DELISTED
LifeLock, Inc.
LOCK
$236K 0.01%
13,271
+6,571
+98% +$108K
CW icon
1314
Curtiss-Wright
CW
$26.5B
$235K 0.01%
3,329
+510
+18% +$35.2K
PHM icon
1315
Pultegroup
PHM
$24.5B
$235K 0.01%
10,893
+2,470
+29% +$49.3K
VGSH icon
1316
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$235K 0.01%
3,853
+1,803
+88% +$110K
VGR
1317
DELISTED
Vector Group Ltd.
VGR
$235K 0.01%
19,813
-223
-1% -$2.66K
VAL
1318
DELISTED
Valspar
VAL
$235K 0.01%
2,717
+223
+9% +$18.3K
ESL
1319
DELISTED
Esterline Technologies
ESL
$234K 0.01%
+2,137
New +$240K
TMH
1320
DELISTED
Team Health Holdings Inc
TMH
$234K 0.01%
4,081
-12,773
-76% -$736K
JTP
1321
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
$234K 0.01%
29,052
-66
-0.2% -$547
GDV icon
1322
Gabelli Dividend & Income Trust
GDV
$2.68B
$233K 0.01%
10,738
+1,125
+12% +$23.8K
OIH icon
1323
VanEck Oil Services ETF
OIH
$1.97B
$233K 0.01%
325
+296
+1,021% +$246K
OZK icon
1324
Bank OZK
OZK
$5.65B
$233K 0.01%
6,163
-439
-7% -$15.3K
GNW icon
1325
Genworth Financial
GNW
$3.78B
$232K 0.01%
27,432
-2,563
-9% -$26.9K
51 52
53
54 55

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.