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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GM.WS.A
1301
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$117K ﹤0.01%
4,416
+165
+4% +$4.36K
MTGE
1302
DELISTED
MTGE Investment Corp. Common Stock
MTGE
$117K ﹤0.01%
5,918
+66
+1% +$1.28K
BCS.PRA.CL
1303
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$117K ﹤0.01%
4,665
-548
-11% -$13.7K
GEN icon
1304
Gen Digital
GEN
$17.4B
$116K ﹤0.01%
4,814
+250
+5% +$6.27K
CYBE
1305
DELISTED
Cyberoptics Corp
CYBE
$116K ﹤0.01%
18,525
+7,379
+66% +$43.7K
GPOR
1306
DELISTED
Gulfport Energy Corp.
GPOR
$116K ﹤0.01%
1,807
+100
+6% +$5.59K
MLPI
1307
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$116K ﹤0.01%
3,000
+973
+48% +$37.6K
WES
1308
DELISTED
Western Gas Partners Lp
WES
$116K ﹤0.01%
1,925
+962
+100% +$58.4K
CVE icon
1309
Cenovus Energy
CVE
$55B
$115K ﹤0.01%
3,867
-442
-10% -$13.1K
EHC icon
1310
Encompass Health
EHC
$12.4B
$115K ﹤0.01%
4,180
– –
INTU icon
1311
Intuit
INTU
$92B
$115K ﹤0.01%
1,639
-194
-11% -$12.5K
SIVR icon
1312
abrdn Physical Silver Shares ETF
SIVR
$4.5B
$115K ﹤0.01%
5,368
+1,031
+24% +$21.8K
CS
1313
DELISTED
Credit Suisse Group
CS
$115K ﹤0.01%
3,776
+945
+33% +$28.1K
TIS
1314
DELISTED
Orchids Paper Products, Inc.
TIS
$115K ﹤0.01%
4,157
-868
-17% -$23.9K
PFIN
1315
DELISTED
P&F Industries
PFIN
$115K ﹤0.01%
+15,000
New +$119K
RENX
1316
DELISTED
RELX N.V.
RENX
$115K ﹤0.01%
8,573
-80
-0.9% -$972
IMCV icon
1317
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.16B
$114K ﹤0.01%
3,261
+6
+0.2% +$207
VMW
1318
DELISTED
VMware, Inc
VMW
$114K ﹤0.01%
1,404
-279
-17% -$22.6K
PAY
1319
DELISTED
Verifone Systems Inc
PAY
$114K ﹤0.01%
4,929
+1,083
+28% +$21.6K
DGX icon
1320
Quest Diagnostics
DGX
$26.2B
$113K ﹤0.01%
1,793
+938
+110% +$56.1K
FEZ icon
1321
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.55B
$113K ﹤0.01%
+2,954
New +$107K
PAAS icon
1322
Pan American Silver
PAAS
$21.8B
$113K ﹤0.01%
10,668
+3
+0% +$37
RLI icon
1323
RLI Corp
RLI
$5.87B
$113K ﹤0.01%
5,156
– –
SCHH icon
1324
Schwab US REIT ETF
SCHH
$11.1B
$113K ﹤0.01%
7,320
+3,182
+77% +$50.4K
SWK icon
1325
Stanley Black & Decker
SWK
$15.7B
$113K ﹤0.01%
1,276
-1,106
-46% -$94.8K
51 52
53
54 55

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.