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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CQP icon
1276
Cheniere Energy
CQP
$32.6B
$650K 0.01%
22,571
+1,652
+8% +$47.7K
IBMH
1277
DELISTED
iShares iBonds Sep 2019 Term Muni Bond ETF
IBMH
$650K 0.01%
25,440
+2,084
+9% +$53.3K
DVN icon
1278
Devon Energy
DVN
$49.9B
$648K 0.01%
17,658
+1,329
+8% +$43.1K
OLED icon
1279
Universal Display
OLED
$4.16B
$648K 0.01%
5,031
-742
-13% -$89.8K
BBH icon
1280
VanEck Biotech ETF
BBH
$428M
$645K 0.01%
4,817
+298
+7% +$38.8K
EXEL icon
1281
Exelixis
EXEL
$13.1B
$645K 0.01%
26,607
+2,138
+9% +$56.9K
TCBK icon
1282
TriCo Bancshares
TCBK
$1.82B
$645K 0.01%
15,832
+1,501
+10% +$54.1K
INGR icon
1283
Ingredion
INGR
$6.53B
$644K 0.01%
5,339
-232
-4% -$28.3K
MLM icon
1284
Martin Marietta Materials
MLM
$33B
$644K 0.01%
3,120
+1,245
+66% +$263K
QSR icon
1285
Restaurant Brands International
QSR
$25.4B
$643K 0.01%
10,067
+3,007
+43% +$186K
OTEX icon
1286
Open Text
OTEX
$5.99B
$641K 0.01%
19,857
+2,265
+13% +$73.3K
HTD
1287
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$900M
$640K 0.01%
24,820
-3,221
-11% -$82.5K
PMM
1288
Franklin Managed Municipal Income Trust
PMM
$272M
$640K 0.01%
84,761
+6,272
+8% +$47.6K
DELL icon
1289
Dell
DELL
$296B
$639K 0.01%
29,439
-3,778
-11% -$72.8K
PKG icon
1290
Packaging Corp of America
PKG
$22.7B
$639K 0.01%
5,575
+1,455
+35% +$163K
CSQ icon
1291
Calamos Strategic Total Return Fund
CSQ
$3.37B
$633K 0.01%
52,178
+1,008
+2% +$12K
RSX
1292
DELISTED
VanEck Russia ETF
RSX
$633K 0.01%
28,421
+7,047
+33% +$145K
AIA icon
1293
iShares Asia 50 ETF
AIA
$4.91B
$632K 0.01%
10,304
+2,302
+29% +$139K
UPW icon
1294
ProShares Ultra Utilities
UPW
$16.1M
$632K 0.01%
52,896
+19,988
+61% +$241K
FRME icon
1295
First Merchants
FRME
$2.66B
$630K 0.01%
14,424
-102
-0.7% -$4.06K
PDT
1296
John Hancock Premium Dividend Fund
PDT
$628M
$629K 0.01%
37,286
+5,444
+17% +$92.2K
USCR
1297
DELISTED
U S Concrete, Inc.
USCR
$626K 0.01%
8,208
+6,362
+345% +$488K
BCX icon
1298
BlackRock Resources & Commodities Strategy Trust
BCX
$962M
$625K 0.01%
70,411
-14,421
-17% -$123K
COLB icon
1299
Columbia Banking Systems
COLB
$8.84B
$624K 0.01%
14,834
+2,716
+22% +$105K
GWX icon
1300
State Street SPDR S&P International Small Cap ETF
GWX
$914M
$624K 0.01%
17,830
-9,730
-35% -$333K
50 51
52
53 54

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.