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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TXT icon
1276
Textron
TXT
$15.1B
$432K 0.01%
10,848
-1,282
-11% -$50.5K
AUY
1277
DELISTED
Yamana Gold, Inc.
AUY
$430K 0.01%
99,659
-1,993
-2% -$10.3K
EWU icon
1278
iShares MSCI United Kingdom ETF
EWU
$4.13B
$429K 0.01%
13,555
-2,700
-17% -$84.5K
NEAR icon
1279
iShares Short Maturity Bond ETF
NEAR
$4.88B
$429K 0.01%
8,564
-8,303
-49% -$416K
RGLD icon
1280
Royal Gold
RGLD
$19.1B
$429K 0.01%
5,553
-153
-3% -$12.3K
TCBK icon
1281
TriCo Bancshares
TCBK
$1.86B
$429K 0.01%
16,020
– –
MLPN
1282
DELISTED
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
$429K 0.01%
19,845
+1,003
+5% +$21.3K
HTD
1283
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$904M
$428K 0.01%
17,524
-842
-5% -$20.7K
RPT
1284
Rithm Property Trust
RPT
$101M
$428K 0.01%
5,407
+492
+10% +$39.2K
CPAY icon
1285
Corpay
CPAY
$27.9B
$427K 0.01%
2,462
+784
+47% +$126K
MIDD icon
1286
Middleby
MIDD
$5.29B
$424K 0.01%
3,431
-647
-16% -$79.4K
DFT
1287
DELISTED
DuPont Fabros Technology Inc.
DFT
$423K 0.01%
10,266
+7,665
+295% +$346K
SIX
1288
DELISTED
Six Flags Entertainment Corp.
SIX
$421K 0.01%
7,845
-6,149
-44% -$331K
CLF icon
1289
Cleveland-Cliffs
CLF
$6.93B
$419K 0.01%
71,578
+3,400
+5% +$22.2K
GAP
1290
The Gap Inc
GAP
$7.34B
$419K 0.01%
18,804
-21,381
-53% -$516K
THO icon
1291
Thor Industries
THO
$4.11B
$418K 0.01%
4,923
+988
+25% +$76.8K
EWG icon
1292
iShares MSCI Germany ETF
EWG
$1.67B
$416K 0.01%
15,847
-2,174
-12% -$55.8K
HEFA icon
1293
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.81B
$416K 0.01%
16,746
+9,978
+147% +$243K
LNC icon
1294
Lincoln National
LNC
$8.67B
$416K 0.01%
8,814
-17
-0.2% -$761
WU icon
1295
Western Union
WU
$2.34B
$416K 0.01%
20,068
+4,322
+27% +$88.8K
EXPE icon
1296
Expedia Group
EXPE
$39.4B
$414K 0.01%
3,550
+2,054
+137% +$232K
ORI icon
1297
Old Republic International
ORI
$10.3B
$414K 0.01%
23,438
-249
-1% -$4.74K
SPEM icon
1298
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$414K 0.01%
13,684
+4,688
+52% +$139K
VIIX
1299
DELISTED
VelocityShares VIX Short Term ETN
VIIX
$414K 0.01%
1,443
+393
+37% +$133K
WTM icon
1300
White Mountains Insurance
WTM
$5.11B
$413K 0.01%
499
+76
+18% +$62.6K
50 51
52
53 54

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.