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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBOE icon
1251
Cboe Global Markets
CBOE
$29.8B
$677K 0.01%
6,284
-1,138
-15% -$112K
AVAV icon
1252
AeroVironment
AVAV
$9.57B
$673K 0.01%
12,437
-8,769
-41% -$373K
BKU icon
1253
Bankunited
BKU
$3.34B
$672K 0.01%
18,879
-6,248
-25% -$210K
SCD
1254
LMP Capital and Income Fund
SCD
$358M
$672K 0.01%
46,222
+2,241
+5% +$32K
ACV
1255
Virtus Diversified Income & Convertible Fund
ACV
$285M
$670K 0.01%
31,146
+4,143
+15% +$88.1K
CHY
1256
Calamos Convertible and High Income Fund
CHY
$1.07B
$670K 0.01%
56,389
+9,550
+20% +$113K
PE
1257
DELISTED
PARSLEY ENERGY INC
PE
$670K 0.01%
25,409
+3,254
+15% +$85.8K
NUV icon
1258
Nuveen Municipal Value Fund
NUV
$1.91B
$669K 0.01%
65,335
-9,098
-12% -$92.7K
STMP
1259
DELISTED
Stamps.com, Inc.
STMP
$669K 0.01%
3,301
+571
+21% +$105K
CHTR icon
1260
Charter Communications
CHTR
$18.3B
$667K 0.01%
1,834
+202
+12% +$75.2K
HIG icon
1261
Hartford Financial Services
HIG
$38.7B
$667K 0.01%
12,053
-105
-0.9% -$5.71K
PII icon
1262
Polaris
PII
$3.97B
$664K 0.01%
6,352
-1,005
-14% -$95.2K
IBDL
1263
DELISTED
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
$662K 0.01%
25,907
+4,923
+23% +$126K
PSF icon
1264
Cohen & Steers Select Preferred & Income Fund
PSF
$237M
$659K 0.01%
23,319
-7,005
-23% -$197K
DXC icon
1265
DXC Technology
DXC
$1.74B
$657K 0.01%
8,854
+1,177
+15% +$83.5K
ONB icon
1266
Old National Bancorp
ONB
$10.1B
$657K 0.01%
35,826
-3,053
-8% -$51.1K
RVNU icon
1267
Xtrackers Municipal Infrastructure Revenue Bond Active ETF
RVNU
$144M
$656K 0.01%
24,514
– –
BN icon
1268
Brookfield
BN
$109B
$655K 0.01%
44,353
+14,383
+48% +$202K
RS icon
1269
Reliance Steel & Aluminium
RS
$21.9B
$654K 0.01%
8,580
-514
-6% -$37.6K
CPB icon
1270
Campbell Soup
CPB
$6.69B
$653K 0.01%
13,945
+6,787
+95% +$344K
HIE
1271
DELISTED
Miller/Howard High Income Equity Fund
HIE
$653K 0.01%
46,263
+38,760
+517% +$523K
TKR icon
1272
Timken Company
TKR
$8.77B
$652K 0.01%
13,427
+54
+0.4% +$2.49K
CCJ icon
1273
Cameco
CCJ
$42.4B
$651K 0.01%
67,393
-27
-0% -$268
DBP icon
1274
Invesco DB Precious Metals Fund
DBP
$259M
$651K 0.01%
17,156
+158
+0.9% +$6.01K
EPRF icon
1275
Innovator S&P Investment Grade Preferred ETF
EPRF
$68M
$651K 0.01%
27,087
+1,141
+4% +$27.7K
49 50
51
52 53

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.