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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NWE icon
1251
NorthWestern Energy
NWE
$4.4B
$450K 0.01%
7,832
+12
+0.2% +$716
UAN icon
1252
CVR Partners
UAN
$1.26B
$450K 0.01%
8,482
+3,864
+84% +$258K
PRXL
1253
DELISTED
Parexel International Corp
PRXL
$450K 0.01%
6,468
+818
+14% +$55.2K
CNC icon
1254
Centene
CNC
$32.6B
$447K 0.01%
13,422
+7,998
+147% +$278K
IMCV icon
1255
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.17B
$446K 0.01%
9,984
+441
+5% +$19.3K
APO icon
1256
Apollo Global Management
APO
$84.8B
$444K 0.01%
24,652
-962
-4% -$16.9K
PCK
1257
DELISTED
Pimco California Municipal Income Fund II
PCK
$444K 0.01%
41,518
+635
+2% +$6.85K
BMO icon
1258
Bank of Montreal
BMO
$129B
$442K 0.01%
6,748
+801
+13% +$52.1K
LMBS icon
1259
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.4B
$442K 0.01%
8,428
+7,655
+990% +$399K
RESP
1260
DELISTED
WisdomTree U.S. ESG Fund
RESP
$442K 0.01%
17,682
-201
-1% -$4.98K
FDD icon
1261
First Trust STOXX European Select Dividend Income Fund
FDD
$909M
$441K 0.01%
37,344
+4,816
+15% +$57.1K
GCC icon
1262
WisdomTree Enhanced Commodity Strategy Fund
GCC
$280M
$441K 0.01%
22,628
+1,840
+9% +$36.5K
VIGI icon
1263
Vanguard International Dividend Appreciation ETF
VIGI
$9.32B
$441K 0.01%
7,726
+6,385
+476% +$364K
FMC icon
1264
FMC
FMC
$1.27B
$440K 0.01%
10,507
+5,431
+107% +$224K
OAKS
1265
DELISTED
Five Oaks Investment Corp.
OAKS
$440K 0.01%
77,395
-889
-1% -$5.17K
GFI icon
1266
Gold Fields
GFI
$35.4B
$439K 0.01%
90,551
-400
-0.4% -$2.26K
ZTS icon
1267
Zoetis
ZTS
$31.3B
$439K 0.01%
8,411
-146
-2% -$7.39K
APH icon
1268
Amphenol
APH
$204B
$436K 0.01%
26,868
-10,892
-29% -$166K
NEA icon
1269
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.42B
$436K 0.01%
29,974
+26,718
+821% +$398K
RMT
1270
Royce Micro-Cap Trust
RMT
$780M
$436K 0.01%
55,806
+3,286
+6% +$25.5K
TPR icon
1271
Tapestry
TPR
$25.9B
$435K 0.01%
11,863
+790
+7% +$31.3K
UHAL icon
1272
U-Haul Holding Co
UHAL
$14.4B
$435K 0.01%
13,420
-2,950
-18% -$105K
Y
1273
DELISTED
Alleghany Corp
Y
$434K 0.01%
827
-29
-3% -$15.5K
STON
1274
DELISTED
StoneMor Inc.
STON
$433K 0.01%
17,390
+2,161
+14% +$54.3K
CF icon
1275
CF Industries
CF
$17.7B
$432K 0.01%
17,739
+10,369
+141% +$253K
49 50
51
52 53

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.