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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DPZ icon
1251
Domino's
DPZ
$11.8B
$264K 0.01%
2,798
+973
+53% +$87.2K
NTG
1252
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$264K 0.01%
942
+350
+59% +$97.4K
ALK icon
1253
Alaska Air
ALK
$5.4B
$263K 0.01%
4,321
+3,305
+325% +$174K
CI icon
1254
Cigna
CI
$72.4B
$263K 0.01%
2,514
-538
-18% -$53K
ALU
1255
DELISTED
Alcatel-Lucent
ALU
$263K 0.01%
74,184
+19,428
+35% +$60.6K
CUNB
1256
DELISTED
CU Bancorp
CUNB
$262K 0.01%
12,101
– –
PIE icon
1257
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$244M
$261K 0.01%
14,572
-23,782
-62% -$432K
SWIR
1258
DELISTED
Sierra Wireless
SWIR
$261K 0.01%
5,501
+1,921
+54% +$66K
ARP
1259
DELISTED
ATLAS RESOURCE PARTNERS L P COM UIT REPSTG LTD PTNRS
ARP
$261K 0.01%
24,395
+6,505
+36% +$95.4K
STAB
1260
DELISTED
Statera Biopharma, Inc. Common Stock
STAB
$260K 0.01%
37,210
+1,150
+3% +$8.99K
DCI icon
1261
Donaldson
DCI
$11.2B
$259K 0.01%
6,709
+2,476
+58% +$98.4K
IDOG icon
1262
ALPS International Sector Dividend Dogs ETF
IDOG
$563M
$259K 0.01%
9,943
+9,465
+1,980% +$256K
SRCI
1263
DELISTED
SRC Energy Inc
SRCI
$259K 0.01%
20,659
-100
-0.5% -$1.13K
VTNR
1264
DELISTED
Vertex Energy, Inc
VTNR
$257K 0.01%
61,300
+39,000
+175% +$190K
CEN
1265
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$257K 0.01%
1,445
-231
-14% -$43.8K
KBH icon
1266
KB Home
KBH
$3.54B
$256K 0.01%
15,180
– –
NUV icon
1267
Nuveen Municipal Value Fund
NUV
$1.9B
$256K 0.01%
26,456
+6,076
+30% +$58.1K
USO icon
1268
United States Oil Fund
USO
$1.8B
$256K 0.01%
1,574
+972
+161% +$216K
AUY
1269
DELISTED
Yamana Gold, Inc.
AUY
$256K 0.01%
63,825
+19,062
+43% +$86.3K
EVAL
1270
DELISTED
ISHARES MSCI EMERGING MARKETS VALUE ETF
EVAL
$256K 0.01%
5,969
+7
+0.1% +$315
XRX icon
1271
Xerox
XRX
$423M
$255K 0.01%
7,007
+667
+11% +$23.5K
IPD
1272
DELISTED
SPDR S&P International Consumer Discretionary Sector
IPD
$254K 0.01%
6,693
-100
-1% -$3.69K
WEA
1273
Western Asset Premier Bond Fund
WEA
$125M
$253K 0.01%
+18,240
New +$257K
CPAY icon
1274
Corpay
CPAY
$26.7B
$253K 0.01%
1,701
-39
-2% -$5.62K
BNY
1275
DELISTED
BlackRock New York Municipal Income Trust
BNY
$252K 0.01%
17,542
– –
49 50
51
52 53

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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.