We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMHY icon
1226
iShares JPMorgan EM High Yield Bond ETF
EMHY
$636M
$705K 0.01%
13,898
-8,786
-39% -$443K
MNST icon
1227
Monster Beverage
MNST
$89.6B
$705K 0.01%
25,538
+2,580
+11% +$69.6K
TCPC icon
1228
BlackRock TCP Capital
TCPC
$331M
$705K 0.01%
42,761
-5,338
-11% -$88.2K
IBMK
1229
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$704K 0.01%
27,042
+6,638
+33% +$174K
FMB icon
1230
First Trust Managed Municipal ETF
FMB
$2.06B
$703K 0.01%
13,210
+343
+3% +$18.3K
MYI icon
1231
BlackRock MuniYield Quality Fund III
MYI
$719M
$703K 0.01%
49,091
-816
-2% -$11.8K
NFG icon
1232
National Fuel Gas
NFG
$7.78B
$703K 0.01%
12,398
+2,770
+29% +$160K
RIO icon
1233
Rio Tinto
RIO
$166B
$703K 0.01%
14,853
+3,300
+29% +$153K
EXR icon
1234
Extra Space Storage
EXR
$31B
$702K 0.01%
8,793
+106
+1% +$8.25K
COHR
1235
DELISTED
Coherent Inc
COHR
$701K 0.01%
2,980
+337
+13% +$81.3K
VKI icon
1236
Invesco Advantage Municipal Income Trust II
VKI
$399M
$699K 0.01%
60,748
-1,459
-2% -$17K
SNPS icon
1237
Synopsys
SNPS
$78.8B
$697K 0.01%
8,665
+352
+4% +$27.3K
BYM
1238
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$695K 0.01%
47,290
-2,581
-5% -$37.8K
BWA icon
1239
BorgWarner
BWA
$14.1B
$694K 0.01%
15,410
-138
-0.9% -$5.63K
UBCP icon
1240
United Bancorp
UBCP
$93M
$694K 0.01%
57,821
+18
+0% +$213
SPH icon
1241
Suburban Propane Partners
SPH
$1.17B
$693K 0.01%
26,560
+764
+3% +$18.7K
LEG icon
1242
Leggett & Platt
LEG
$1.29B
$691K 0.01%
14,482
-2,832
-16% -$137K
UGE icon
1243
ProShares Ultra Consumer Staples
UGE
$10M
$691K 0.01%
62,408
+8,328
+15% +$93.3K
G icon
1244
Genpact
G
$5.73B
$688K 0.01%
23,943
-1,004
-4% -$28.6K
LRGF icon
1245
iShares US Equity Factor ETF
LRGF
$3.71B
$685K 0.01%
22,892
+16,863
+280% +$493K
RGLD icon
1246
Royal Gold
RGLD
$19.8B
$681K 0.01%
7,899
+129
+2% +$11.2K
UCC icon
1247
ProShares Ultra Consumer Discretionary
UCC
$10.6M
$680K 0.01%
40,084
+10,448
+35% +$177K
IGV icon
1248
iShares Expanded Tech-Software Sector ETF
IGV
$15.1B
$678K 0.01%
23,175
-23,320
-50% -$668K
IVOG icon
1249
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.71B
$678K 0.01%
10,808
+2,116
+24% +$129K
LNC icon
1250
Lincoln National
LNC
$8.75B
$678K 0.01%
9,220
-219
-2% -$15.5K
48 49
50
51 52

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.