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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVNS
1226
DELISTED
Avanos Medical
AVNS
$299K 0.01%
10,543
-1,072
-9% -$37.4K
VRSK icon
1227
Verisk Analytics
VRSK
$24.2B
$299K 0.01%
4,054
+1,589
+64% +$118K
MFIC icon
1228
MidCap Financial Investment
MFIC
$811M
$298K 0.01%
18,166
-4,998
-22% -$98.9K
WAFD icon
1229
WaFd
WAFD
$2.81B
$298K 0.01%
13,132
+2,214
+20% +$50.7K
PBPB
1230
DELISTED
Potbelly
PBPB
$297K 0.01%
27,050
-3,930
-13% -$47.1K
IWY icon
1231
iShares Russell Top 200 Growth ETF
IWY
$16.7B
$296K 0.01%
5,986
-439
-7% -$22.9K
ALU
1232
DELISTED
Alcatel-Lucent
ALU
$295K 0.01%
81,006
-2,818
-3% -$9.86K
WU icon
1233
Western Union
WU
$2.34B
$293K 0.01%
16,049
+2,471
+18% +$47K
NNN icon
1234
NNN REIT
NNN
$8.87B
$292K 0.01%
8,035
+19
+0.2% +$689
AIVI icon
1235
WisdomTree International AI Enhanced Value Fund
AIVI
$63.4M
$291K 0.01%
7,625
-1,699
-18% -$70.1K
LEN icon
1236
Lennar Class A
LEN
$21.1B
$291K 0.01%
6,346
+3,732
+143% +$183K
TBT icon
1237
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$306M
$290K 0.01%
6,688
-246
-4% -$11.3K
WRK
1238
DELISTED
WestRock Company
WRK
$290K 0.01%
+6,384
New +$342K
SCTY
1239
DELISTED
SolarCity Corporation
SCTY
$290K 0.01%
6,790
+857
+14% +$43.1K
LAD icon
1240
Lithia Motors
LAD
$8.32B
$289K 0.01%
2,666
+2,407
+929% +$270K
VRTX icon
1241
Vertex Pharmaceuticals
VRTX
$131B
$289K 0.01%
2,757
+694
+34% +$89.2K
BSJH
1242
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$288K 0.01%
11,360
+1,079
+10% +$28K
EOI
1243
Eaton Vance Enhanced Equity Income Fund
EOI
$832M
$287K 0.01%
24,160
-858
-3% -$11K
ITC
1244
DELISTED
ITC HOLDINGS CORP
ITC
$287K 0.01%
8,656
-1,499
-15% -$50K
HR
1245
DELISTED
Healthcare Realty Trust Incorporated
HR
$287K 0.01%
11,574
+77
+0.7% +$1.83K
EXP icon
1246
Eagle Materials
EXP
$6.41B
$286K 0.01%
4,176
+2,642
+172% +$206K
NUV icon
1247
Nuveen Municipal Value Fund
NUV
$1.9B
$286K 0.01%
29,097
+2,058
+8% +$20K
VIAB
1248
DELISTED
Viacom Inc. Class B
VIAB
$286K 0.01%
6,668
+157
+2% +$7.78K
NIO
1249
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$286K 0.01%
20,309
-4,823
-19% -$67K
RC
1250
Ready Capital
RC
$294M
$285K 0.01%
21,278
+4,000
+23% +$61.4K
48 49
50
51 52

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.