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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFE icon
101
Pfizer
PFE
$153B
$22.1M 0.24%
650,598
+6,758
+1% +$217K
WM icon
102
Waste Management
WM
$91B
$22M 0.24%
280,827
-1,717
-0.6% -$130K
ABBV icon
103
AbbVie
ABBV
$435B
$21.4M 0.23%
240,983
-2,765
-1% -$210K
GLD icon
104
SPDR Gold Trust
GLD
$141B
$21.1M 0.23%
173,836
+29,218
+20% +$3.55M
CSCO icon
105
Cisco
CSCO
$479B
$21.1M 0.23%
627,527
-13,717
-2% -$437K
IWY icon
106
iShares Russell Top 200 Growth ETF
IWY
$16.6B
$20.4M 0.22%
300,332
+2,161
+0.7% +$144K
IGSB icon
107
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$20.1M 0.22%
380,948
+39,476
+12% +$2.08M
TLTE icon
108
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
$347M
$20M 0.22%
355,582
+348,617
+5,005% +$19.5M
COST icon
109
Costco
COST
$420B
$19.6M 0.21%
119,160
+11,437
+11% +$1.8M
CAT icon
110
Caterpillar
CAT
$387B
$19M 0.21%
152,100
+23,749
+19% +$2.74M
STIP icon
111
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$18.7M 0.2%
186,375
-15,446
-8% -$1.55M
BP icon
112
BP
BP
$107B
$18.7M 0.2%
539,272
-20,366
-4% -$647K
BAC icon
113
Bank of America
BAC
$442B
$18.5M 0.2%
730,263
+4,571
+0.6% +$111K
GILD icon
114
Gilead Sciences
GILD
$165B
$18.3M 0.2%
226,272
+26,577
+13% +$2.03M
IMCB icon
115
iShares Morningstar Mid-Cap ETF
IMCB
$1.7B
$18.2M 0.2%
417,396
+8,176
+2% +$349K
SHY icon
116
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$18.2M 0.2%
215,614
+4,164
+2% +$352K
SPLV icon
117
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
$18.1M 0.2%
395,746
+17,445
+5% +$791K
MRK icon
118
Merck
MRK
$318B
$18M 0.2%
294,934
-5,544
-2% -$336K
VEU icon
119
Vanguard FTSE All-World ex-US ETF
VEU
$68.5B
$17.8M 0.19%
338,639
+36,243
+12% +$1.87M
EEM icon
120
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$17.3M 0.19%
386,716
+51,190
+15% +$2.25M
PEP icon
121
PepsiCo
PEP
$190B
$17.3M 0.19%
155,650
-27,898
-15% -$3.22M
HON icon
122
Honeywell
HON
$78B
$17.3M 0.19%
134,950
+9,897
+8% +$1.23M
DD icon
123
DuPont de Nemours
DD
$19.2B
$17.2M 0.19%
97,883
+41,329
+73% +$6.9M
RWL icon
124
Invesco S&P 500 Revenue ETF
RWL
$9.86B
$17.1M 0.19%
356,701
+109,144
+44% +$5.11M
AMGN icon
125
Amgen
AMGN
$222B
$16.9M 0.18%
90,831
+162
+0.2% +$28.7K
3 4
5
6 7

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.