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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DUK icon
101
Duke Energy
DUK
$97.3B
$15.3M 0.23%
191,124
+6,768
+4% +$561K
KMB icon
102
Kimberly-Clark
KMB
$36.5B
$14.9M 0.22%
118,500
+894
+0.8% +$116K
VOE icon
103
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.2B
$14.8M 0.22%
158,475
+26,962
+21% +$2.5M
XBI icon
104
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$14.7M 0.22%
222,262
+548
+0.2% +$33.9K
LDUR icon
105
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.38B
$14.7M 0.22%
145,623
-891
-0.6% -$89.8K
CSCO icon
106
Cisco
CSCO
$479B
$14.5M 0.22%
458,481
+24,773
+6% +$762K
GOOG icon
107
Alphabet (Google) Class C
GOOG
$4.32T
$14.5M 0.22%
372,940
+14,660
+4% +$557K
BMY icon
108
Bristol-Myers Squibb
BMY
$132B
$14.4M 0.22%
267,739
+28,342
+12% +$1.82M
VHT icon
109
Vanguard Health Care ETF
VHT
$18.7B
$14.3M 0.21%
107,815
-9,494
-8% -$1.28M
BA icon
110
Boeing
BA
$185B
$14.2M 0.21%
108,035
+14,669
+16% +$1.93M
LMT icon
111
Lockheed Martin
LMT
$136B
$14.1M 0.21%
58,618
+1,938
+3% +$485K
RTN
112
DELISTED
Raytheon Company
RTN
$13.8M 0.21%
101,549
+27,980
+38% +$3.89M
BIV icon
113
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$13.7M 0.21%
156,288
+14,604
+10% +$1.28M
O icon
114
Realty Income
O
$59.1B
$13.6M 0.2%
209,504
+5,837
+3% +$385K
ABBV icon
115
AbbVie
ABBV
$435B
$13.6M 0.2%
215,276
+3,411
+2% +$221K
EFA icon
116
iShares MSCI EAFE ETF
EFA
$80.2B
$13.5M 0.2%
228,339
-2,069
-0.9% -$120K
VCSH icon
117
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
$13.2M 0.2%
163,755
+20,696
+14% +$1.67M
VGT icon
118
Vanguard Information Technology ETF
VGT
$149B
$13.2M 0.2%
875,600
+211,240
+32% +$3.06M
IMCB icon
119
iShares Morningstar Mid-Cap ETF
IMCB
$1.7B
$13.1M 0.2%
339,252
+13,440
+4% +$520K
NKE icon
120
Nike
NKE
$61.9B
$12.7M 0.19%
241,063
+28,913
+14% +$1.63M
SCHV
121
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$12.6M 0.19%
832,374
+289,152
+53% +$4.41M
GILD icon
122
Gilead Sciences
GILD
$165B
$12.6M 0.19%
158,936
+38,575
+32% +$3.13M
COST icon
123
Costco
COST
$420B
$12.5M 0.19%
82,087
+7,413
+10% +$1.2M
SPLV icon
124
Invesco S&P 500 Low Volatility ETF
SPLV
$7.22B
$12.3M 0.18%
295,905
+56,701
+24% +$2.4M
KHC icon
125
Kraft Heinz
KHC
$30B
$12.3M 0.18%
136,936
+5,208
+4% +$461K
3 4
5
6 7

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.