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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LLY icon
101
Eli Lilly
LLY
$1.06T
$12.3M 0.23%
146,414
+12,605
+9% +$1.05M
SCHB icon
102
Schwab US Broad Market ETF
SCHB
$44.9B
$12.2M 0.23%
1,489,734
-67,494
-4% -$557K
SO icon
103
Southern Company
SO
$107B
$12M 0.22%
256,533
+7,406
+3% +$336K
HR icon
104
Healthcare Realty
HR
$6.84B
$11.9M 0.22%
439,442
-16,842
-4% -$435K
COP icon
105
ConocoPhillips
COP
$141B
$11.8M 0.22%
252,827
+32,131
+15% +$1.68M
FHLC icon
106
Fidelity MSCI Health Care Index ETF
FHLC
$3.37B
$11.7M 0.22%
339,970
-131,732
-28% -$4.45M
BNDX icon
107
Vanguard Total International Bond ETF
BNDX
$83.1B
$11.7M 0.22%
221,090
+84,077
+61% +$4.46M
V icon
108
Visa
V
$677B
$11.5M 0.21%
148,360
+37,655
+34% +$2.92M
BAC icon
109
Bank of America
BAC
$442B
$11.5M 0.21%
680,691
+45,501
+7% +$769K
BP icon
110
BP
BP
$107B
$11.3M 0.21%
430,462
+35,324
+9% +$1M
SCHD icon
111
Schwab US Dividend Equity ETF
SCHD
$106B
$11.3M 0.21%
875,391
-211,938
-19% -$2.73M
COST icon
112
Costco
COST
$420B
$11.2M 0.21%
69,062
+1,029
+2% +$163K
BA icon
113
Boeing
BA
$185B
$11.1M 0.2%
76,683
-14,616
-16% -$2.11M
VB icon
114
Vanguard Morningstar Small-Cap ETF
VB
$82.7B
$11M 0.2%
99,474
+2,200
+2% +$249K
VV icon
115
Vanguard Morningstar Large-Cap ETF
VV
$54.5B
$10.9M 0.2%
116,727
-3,782
-3% -$356K
LMT icon
116
Lockheed Martin
LMT
$136B
$10.9M 0.2%
50,180
+2,224
+5% +$483K
WM icon
117
Waste Management
WM
$91B
$10.8M 0.2%
201,470
+25,020
+14% +$1.33M
OEF icon
118
iShares S&P 100 ETF
OEF
$20.5B
$10.8M 0.2%
117,907
+76,292
+183% +$7M
GOOG icon
119
Alphabet (Google) Class C
GOOG
$4.32T
$10.7M 0.2%
283,140
-293,260
-51% -$10.5M
CSCO icon
120
Cisco
CSCO
$479B
$10.4M 0.19%
384,945
+20,526
+6% +$566K
LQD icon
121
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
$10.3M 0.19%
90,191
+1,545
+2% +$179K
IBB icon
122
iShares Biotechnology ETF
IBB
$9.71B
$10.1M 0.19%
89,562
-25,911
-22% -$2.81M
FLOT icon
123
iShares Floating Rate Bond ETF
FLOT
$10.5B
$9.8M 0.18%
194,247
-97,724
-33% -$4.93M
VMBS icon
124
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
$9.59M 0.18%
181,826
+147,563
+431% +$7.84M
XLV icon
125
State Street Health Care Select Sector SPDR ETF
XLV
$43.3B
$9.48M 0.18%
131,622
+10,697
+9% +$756K
3 4
5
6 7

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.