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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBB icon
101
iShares Biotechnology ETF
IBB
$9.79B
$11.7M 0.24%
115,473
-17,250
-13% -$2.07M
JPM icon
102
JPMorgan Chase
JPM
$954B
$11.6M 0.24%
191,210
-43,007
-18% -$2.82M
VBR icon
103
Vanguard Morningstar Small-Cap Value ETF
VBR
$38B
$11.5M 0.24%
118,423
+7,084
+6% +$735K
FV icon
104
First Trust Dorsey Wright Focus 5 ETF
FV
$3.78B
$11.2M 0.23%
509,202
+214,769
+73% +$5.17M
HR icon
105
Healthcare Realty
HR
$6.74B
$11.2M 0.23%
456,284
-65,928
-13% -$1.63M
LLY icon
106
Eli Lilly
LLY
$1.08T
$11.1M 0.23%
133,809
-5,127
-4% -$433K
SO icon
107
Southern Company
SO
$105B
$11.1M 0.23%
249,127
+9,932
+4% +$436K
MRK icon
108
Merck
MRK
$320B
$10.9M 0.22%
231,493
-29,810
-11% -$1.58M
XLY icon
109
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$10.8M 0.22%
290,488
+124,226
+75% +$4.77M
VV icon
110
Vanguard Morningstar Large-Cap ETF
VV
$54.6B
$10.6M 0.22%
120,509
+1,211
+1% +$113K
COP icon
111
ConocoPhillips
COP
$146B
$10.5M 0.22%
220,696
-38,341
-15% -$1.95M
VB icon
112
Vanguard Morningstar Small-Cap ETF
VB
$82.6B
$10.5M 0.22%
97,274
-9,452
-9% -$1.11M
VDE icon
113
Vanguard Energy ETF
VDE
$10.2B
$10.4M 0.21%
122,844
+13,096
+12% +$1.24M
KMB icon
114
Kimberly-Clark
KMB
$36.1B
$10.4M 0.21%
95,483
-1,061
-1% -$117K
LQD icon
115
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.7B
$10.3M 0.21%
88,646
+4,310
+5% +$498K
BP icon
116
BP
BP
$109B
$10.1M 0.21%
395,138
-54,656
-12% -$1.6M
FSTA icon
117
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.42B
$10.1M 0.21%
357,090
-119,737
-25% -$3.51M
LMT icon
118
Lockheed Martin
LMT
$139B
$9.92M 0.2%
47,956
-909
-2% -$185K
BAC icon
119
Bank of America
BAC
$447B
$9.9M 0.2%
635,190
+63,648
+11% +$1.07M
COST icon
120
Costco
COST
$419B
$9.83M 0.2%
68,033
-3,261
-5% -$465K
RSP icon
121
Invesco S&P 500 Equal Weight ETF
RSP
$99.2B
$9.62M 0.2%
130,534
+13,468
+12% +$1.05M
CSCO icon
122
Cisco
CSCO
$487B
$9.52M 0.2%
364,419
-35,349
-9% -$955K
FSK icon
123
FS KKR Capital
FSK
$3.34B
$9.12M 0.19%
244,610
-2,262
-0.9% -$91K
VER
124
DELISTED
VEREIT, Inc.
VER
$9.11M 0.19%
236,091
-23,746
-9% -$992K
IJS icon
125
iShares S&P Small-Cap 600 Value ETF
IJS
$8.32B
$8.82M 0.18%
166,968
+26,170
+19% +$1.45M
3 4
5
6 7

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.