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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UAL icon
1201
United Airlines
UAL
$40.2B
$728K 0.01%
11,952
-929
-7% -$61.9K
DOL icon
1202
WisdomTree True Developed International Fund
DOL
$841M
$726K 0.01%
14,654
-267
-2% -$13K
TXT icon
1203
Textron
TXT
$15.3B
$726K 0.01%
13,454
-2,200
-14% -$109K
AGR
1204
DELISTED
Avangrid, Inc.
AGR
$724K 0.01%
15,254
+2,069
+16% +$96.1K
SRC
1205
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$724K 0.01%
18,786
-11,569
-38% -$427K
IFF icon
1206
International Flavors & Fragrances
IFF
$21.7B
$723K 0.01%
5,057
+199
+4% +$27.3K
ZTS icon
1207
Zoetis
ZTS
$30.9B
$723K 0.01%
11,350
+560
+5% +$35.1K
BSBR icon
1208
Santander
BSBR
$43.1B
$722K 0.01%
86,318
+13,864
+19% +$114K
EXD
1209
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$722K 0.01%
63,296
+5,518
+10% +$63.7K
BSJL
1210
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$722K 0.01%
28,562
+14,249
+100% +$358K
UNM icon
1211
Unum
UNM
$14.5B
$718K 0.01%
14,040
-145
-1% -$7.07K
EMQQ icon
1212
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$275M
$717K 0.01%
19,737
+14,804
+300% +$519K
JPEM icon
1213
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
$394M
$717K 0.01%
12,722
-18,055
-59% -$1M
BHP icon
1214
BHP
BHP
$230B
$715K 0.01%
19,698
-1,727
-8% -$63.1K
PSQ icon
1215
ProShares Short QQQ
PSQ
$645M
$715K 0.01%
3,747
+2,793
+293% +$542K
BVN icon
1216
Compañía de Minas Buenaventura
BVN
$8.78B
$713K 0.01%
55,730
– –
XLNX
1217
DELISTED
Xilinx Inc
XLNX
$711K 0.01%
10,055
-1,333
-12% -$87.1K
GWW icon
1218
W.W. Grainger
GWW
$61.1B
$710K 0.01%
3,951
-1,439
-27% -$243K
INC
1219
DELISTED
ISHARES U S ETF TRFXD INCOME BALANCED RISK ETF (DE)
INC
$710K 0.01%
7,041
+711
+11% +$71.7K
LADR
1220
Ladder Capital
LADR
$1.22B
$709K 0.01%
51,425
+13,043
+34% +$175K
SUN icon
1221
Sunoco
SUN
$13.5B
$709K 0.01%
22,829
-1,247
-5% -$38.8K
DBA icon
1222
Invesco DB Agriculture Fund
DBA
$1.24B
$708K 0.01%
37,290
-79,266
-68% -$1.53M
URA icon
1223
Global X Uranium ETF
URA
$6.19B
$707K 0.01%
53,123
+27,770
+110% +$383K
X
1224
DELISTED
US Steel
X
$707K 0.01%
27,521
-14,932
-35% -$365K
FSLR icon
1225
First Solar
FSLR
$25.7B
$706K 0.01%
15,389
-528
-3% -$24.5K
47 48
49
50 51

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AG
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EM
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HAM
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CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.