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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBI
1201
DELISTED
Chicago Bridge & Iron Nv
CBI
$491K 0.01%
17,454
+676
+4% +$21.9K
GNTX icon
1202
Gentex
GNTX
$4.99B
$490K 0.01%
27,999
+6,027
+27% +$104K
YHOO
1203
DELISTED
Yahoo Inc
YHOO
$490K 0.01%
11,349
+2,357
+26% +$96.7K
BHC icon
1204
Bausch Health
BHC
$2.37B
$488K 0.01%
19,825
-401
-2% -$10.4K
BGG
1205
DELISTED
Briggs & Stratton Corp.
BGG
$488K 0.01%
26,207
-546
-2% -$11.3K
EWT icon
1206
iShares MSCI Taiwan ETF
EWT
$11.6B
$487K 0.01%
15,486
+569
+4% +$17.2K
SKX
1207
DELISTED
Skechers
SKX
$487K 0.01%
21,252
-134
-0.6% -$3.41K
FAN icon
1208
First Trust Global Wind Energy ETF
FAN
$285M
$486K 0.01%
36,531
+1,568
+4% +$20.6K
CHI
1209
Calamos Convertible Opportunities and Income Fund
CHI
$1.08B
$484K 0.01%
46,831
+18,535
+66% +$193K
NVR icon
1210
NVR
NVR
$17B
$484K 0.01%
295
+31
+12% +$52.8K
TSM icon
1211
TSMC
TSM
$2.23T
$484K 0.01%
15,816
-912
-5% -$26.1K
SGG
1212
DELISTED
iPath Bloomberg Sugar Subindex Total Return ETN due June 24, 2038
SGG
$484K 0.01%
9,465
-234
-2% -$10.9K
PFA
1213
DELISTED
POWERSHARES GLB EXCH TRD FD DYNAMIC DEVEL INTL OPPORT PORT
PFA
$484K 0.01%
23,770
-609
-2% -$12.4K
PSP icon
1214
Invesco Global Listed Private Equity ETF
PSP
$253M
$482K 0.01%
8,881
-485
-5% -$25.9K
STE icon
1215
Steris
STE
$23B
$482K 0.01%
6,606
+2,113
+47% +$149K
VTRS icon
1216
Viatris
VTRS
$18.4B
$482K 0.01%
12,620
+284
+2% +$12.6K
EWX icon
1217
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$701M
$481K 0.01%
11,168
+1,918
+21% +$80.4K
PNW icon
1218
Pinnacle West Capital
PNW
$12.2B
$481K 0.01%
6,390
+809
+14% +$63K
DXCM icon
1219
DexCom
DXCM
$34.5B
$477K 0.01%
21,936
-180
-0.8% -$4.01K
HAIN icon
1220
Hain Celestial
HAIN
$53.9M
$477K 0.01%
13,433
+2,554
+23% +$112K
PSL icon
1221
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$84.1M
$477K 0.01%
8,475
-239
-3% -$13.8K
CIZ
1222
DELISTED
VictoryShares Developed Enhanced Volatility Wtd ETF
CIZ
$476K 0.01%
15,942
-6,249
-28% -$185K
NEU icon
1223
NewMarket
NEU
$8.72B
$475K 0.01%
1,106
+14
+1% +$5.96K
IPFF
1224
DELISTED
iShares International Preferred Stock ETF
IPFF
$474K 0.01%
29,216
+16,737
+134% +$271K
CTSH icon
1225
Cognizant
CTSH
$26.7B
$473K 0.01%
9,852
-950
-9% -$54K
47 48
49
50 51

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.