We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACWX icon
1201
iShares MSCI ACWI ex US ETF
ACWX
$12B
$317K 0.01%
8,112
-812
-9% -$34.2K
MCA
1202
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$317K 0.01%
21,175
+30
+0.1% +$443
ONEQ icon
1203
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.9B
$316K 0.01%
17,430
-210
-1% -$4.07K
ORAN
1204
DELISTED
Orange
ORAN
$315K 0.01%
20,591
+1,584
+8% +$25.2K
CTRA
1205
DELISTED
Coterra Energy
CTRA
$313K 0.01%
14,324
-42,950
-75% -$1.1M
JXI icon
1206
iShares Global Utilities ETF
JXI
$308M
$313K 0.01%
7,069
+218
+3% +$9.8K
AVY icon
1207
Avery Dennison
AVY
$13.7B
$311K 0.01%
5,471
+955
+21% +$57.6K
CCL icon
1208
Carnival Corporation Ltd
CCL
$39B
$311K 0.01%
6,281
+751
+14% +$38.2K
JPC icon
1209
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$311K 0.01%
34,555
-4,797
-12% -$44K
KTF
1210
DWS Municipal Income Trust
KTF
$352M
$311K 0.01%
24,083
-978
-4% -$12.5K
NBL
1211
DELISTED
Noble Energy, Inc.
NBL
$310K 0.01%
10,302
+3,500
+51% +$120K
BCS.PRA.CL
1212
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$310K 0.01%
12,128
-1,050
-8% -$27.2K
CYBR
1213
DELISTED
CyberArk
CYBR
$309K 0.01%
6,159
+2,904
+89% +$159K
OZK icon
1214
Bank OZK
OZK
$5.71B
$309K 0.01%
7,067
+636
+10% +$27.7K
BABS
1215
DELISTED
SPDR NUVEEN BARCLAYS BUILD AMERICA BOND ETF
BABS
$309K 0.01%
5,149
-171
-3% -$10.1K
BNY
1216
DELISTED
BlackRock New York Municipal Income Trust
BNY
$308K 0.01%
21,042
– –
VA
1217
DELISTED
Virgin America Inc.
VA
$308K 0.01%
9,014
-500
-5% -$16.3K
ERC
1218
Allspring Multi-Sector Income Fund
ERC
$258M
$307K 0.01%
27,034
-268
-1% -$3.25K
IAK icon
1219
iShares US Insurance ETF
IAK
$539M
$305K 0.01%
6,255
-4,623
-42% -$236K
GPRO icon
1220
GoPro
GPRO
$117M
$304K 0.01%
9,347
-5,668
-38% -$279K
LPX icon
1221
Louisiana-Pacific
LPX
$5.21B
$304K 0.01%
21,356
-59
-0.3% -$937
KBH icon
1222
KB Home
KBH
$3.45B
$301K 0.01%
22,242
+11,548
+108% +$176K
PSQ icon
1223
ProShares Short QQQ
PSQ
$635M
$301K 0.01%
1,050
+148
+16% +$41.3K
HW
1224
DELISTED
Headwaters Inc
HW
$301K 0.01%
16,000
-500
-3% -$9.79K
MHFI
1225
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
$301K 0.01%
3,478
+347
+11% +$34.1K
47 48
49
50 51

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.