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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRFZ icon
1176
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.87B
$751K 0.01%
29,965
+190
+0.6% +$4.52K
CNX icon
1177
CNX Resources
CNX
$5.32B
$750K 0.01%
53,114
+31,615
+147% +$406K
DOV icon
1178
Dover
DOV
$28.3B
$748K 0.01%
10,133
+2,284
+29% +$159K
VRSK icon
1179
Verisk Analytics
VRSK
$23.6B
$747K 0.01%
8,969
+540
+6% +$44.7K
IBMJ
1180
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$747K 0.01%
28,832
+4,453
+18% +$116K
KIE icon
1181
State Street SPDR S&P Insurance ETF
KIE
$680M
$746K 0.01%
24,843
-4,950
-17% -$148K
MMU
1182
Western Asset Managed Municipals Fund
MMU
$552M
$746K 0.01%
53,255
-22,049
-29% -$311K
MOO icon
1183
VanEck Agribusiness ETF
MOO
$978M
$746K 0.01%
12,657
+4,953
+64% +$281K
PFXF icon
1184
VanEck Preferred Securities ex Financials ETF
PFXF
$2.45B
$746K 0.01%
37,224
+8,162
+28% +$164K
STAG icon
1185
STAG Industrial
STAG
$7.09B
$746K 0.01%
27,191
+9,182
+51% +$254K
AHT
1186
Ashford Hospitality Trust
AHT
$20.7M
$744K 0.01%
113
+44
+64% +$271K
NEM icon
1187
Newmont
NEM
$124B
$742K 0.01%
19,701
+3,112
+19% +$113K
KWEB icon
1188
KraneShares CSI China Internet ETF
KWEB
$5.76B
$737K 0.01%
12,942
+6,110
+89% +$333K
RXI icon
1189
iShares Global Consumer Discretionary ETF
RXI
$278M
$737K 0.01%
7,239
-194
-3% -$19.4K
FCVT icon
1190
First Trust SSI Strategic Convertible Securities ETF
FCVT
$101M
$735K 0.01%
25,634
+3,576
+16% +$101K
SYF icon
1191
Synchrony
SYF
$25.4B
$735K 0.01%
23,717
+1,254
+6% +$37.5K
EXPE icon
1192
Expedia Group
EXPE
$37.7B
$734K 0.01%
5,103
+714
+16% +$106K
IBUY icon
1193
Amplify Online Retail ETF
IBUY
$126M
$734K 0.01%
20,155
+9,100
+82% +$330K
IQV icon
1194
IQVIA
IQV
$39.8B
$734K 0.01%
7,720
+3,295
+74% +$305K
PSK icon
1195
State Street SPDR ICE Preferred Securities ETF
PSK
$683M
$732K 0.01%
16,386
+9,144
+126% +$412K
EVHC
1196
DELISTED
Envision Healthcare Holdings Inc
EVHC
$732K 0.01%
16,282
-2,397
-13% -$128K
IBMI
1197
DELISTED
iShares iBonds Sep 2020 Term Muni Bond ETF
IBMI
$732K 0.01%
28,501
+5,315
+23% +$137K
FAF icon
1198
First American
FAF
$7.37B
$731K 0.01%
14,623
+6,677
+84% +$319K
TSM icon
1199
TSMC
TSM
$2.17T
$730K 0.01%
19,406
+4,931
+34% +$180K
TXRH icon
1200
Texas Roadhouse
TXRH
$13.6B
$728K 0.01%
14,807
-15,312
-51% -$746K
46 47
48
49 50

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.