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LTFS
Ladenburg Thalmann Financial Services Portfolio holdings
AUM
$15.9B
1-Year Est. Return
27.61%
This Fund
S&P 500
This Quarter
Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
(+6.6%)
Cap. Flow
+$257M
Cap. Flow
% of AUM
3.85%
Top 10 Holdings %
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$65.5M |
| 2 |
Invesco S&P 500 High Beta ETF
SPHB
|
+$39.8M |
| 3 |
iShares Preferred and Income Securities ETF
PFF
|
+$39.7M |
| 4 |
iShares Russell 2000 Value ETF
IWN
|
+$38.9M |
| 5 |
VanEck Fallen Angel High Yield Bond ETF
ANGL
|
+$18.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell Mid-Cap Value ETF
IWS
|
+$72.2M |
| 2 |
HDV
iShares Core High Dividend ETF
HDV
|
+$37.9M |
| 3 |
iShares S&P 500 Value ETF
IVE
|
+$19.1M |
| 4 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$19M |
| 5 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$18.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Consumer Staples | 5.3% |
| 2 | Financials | 5.29% |
| 3 | Technology | 5.07% |
| 4 | Industrials | 5.07% |
| 5 | Healthcare | 4.51% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1176
Fluor
FLR
$7B
| $519K | 0.01% |
10,122
+189
| +2% | +$9.75K |
|
1177
Papa John's
PZZA
$804M
| $519K | 0.01% |
6,578
+1,137
| +21% | +$84.8K |
|
|
ETP
1178
DELISTED
Energy Transfer Partners, L.P.
ETP
| $519K | 0.01% |
18,300
-821
| -4% | -$23.9K |
|
1179
Invesco CurrencyShares Australian Dollar Trust
FXA
$97.8M
| $517K | 0.01% |
6,855
+6,414
| +1,454% | +$487K |
|
1180
State Street SPDR S&P Health Care Equipment ETF
XHE
$169M
| $517K | 0.01% |
+9,964
| New | +$506K |
|
1181
AeroVironment
AVAV
$9.59B
| $516K | 0.01% |
21,138
-1,690
| -7% | -$45.4K |
|
1182
iShares 10-20 Year Treasury Bond ETF
TLH
$10.9B
| $512K | 0.01% |
3,534
-425
| -11% | -$61.9K |
|
1183
Vicor
VICR
$10.4B
| $512K | 0.01% |
44,162
+242
| +0.6% | +$2.62K |
|
|
ACSF
1184
DELISTED
American Capital Senior Floating, Ltd.
ACSF
| $512K | 0.01% |
46,400
+4,000
| +9% | +$43.1K |
|
|
DOG
1185
ProShares Short Dow30
DOG
$87.2M
| $510K | 0.01% |
6,147
-1,698
| -22% | -$141K |
|
|
PEO
1186
Adams Natural Resources Fund
PEO
$772M
| $509K | 0.01% |
26,586
-2,620
| -9% | -$49.8K |
|
|
DNKN
1187
DELISTED
Dunkin' Brands Group, Inc.
DNKN
| $508K | 0.01% |
9,746
+170
| +2% | +$8.08K |
|
1188
AptarGroup
ATR
$8.43B
| $506K | 0.01% |
6,536
+960
| +17% | +$75.1K |
|
|
PCM
1189
PCM Fund
PCM
$70M
| $506K | 0.01% |
50,605
+32,381
| +178% | +$326K |
|
1190
Timken Company
TKR
$9.1B
| $504K | 0.01% |
14,350
-573
| -4% | -$18.9K |
|
1191
Franklin Resources
BEN
$17.2B
| $503K | 0.01% |
14,070
+1,939
| +16% | +$68.6K |
|
1192
Amplify Cybersecurity ETF
HACK
$3.08B
| $500K | 0.01% |
17,912
-11,126
| -38% | -$293K |
|
1193
Sturm, Ruger & Co
RGR
$601M
| $500K | 0.01% |
8,658
+482
| +6% | +$30.5K |
|
1194
Transocean
RIG
$6.39B
| $500K | 0.01% |
47,132
-10,804
| -19% | -$114K |
|
1195
VanEck Vietnam ETF
VNM
$506M
| $499K | 0.01% |
33,015
+327
| +1% | +$4.88K |
|
1196
Bath & Body Works
BBWI
$3.76B
| $496K | 0.01% |
8,695
+1,961
| +29% | +$116K |
|
1197
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.75B
| $494K | 0.01% |
62,844
+2,948
| +5% | +$23.5K |
|
1198
Intuit
INTU
$98B
| $494K | 0.01% |
4,489
-2,295
| -34% | -$257K |
|
1199
Royal Caribbean
RCL
$82.9B
| $494K | 0.01% |
6,629
+418
| +7% | +$29.4K |
|
|
MIE
1200
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
| $491K | 0.01% |
45,683
+2,409
| +6% | +$25.4K |
|
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review
As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.
On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.
- Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
- Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
- Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
- Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
- Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
- Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
- Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.
Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.