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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNW icon
1176
Pinnacle West Capital
PNW
$12.1B
$306K 0.01%
4,481
+751
+20% +$46.7K
RIGS icon
1177
ALPS Strategic Income Fund
RIGS
$60.5M
$306K 0.01%
+12,302
New +$306K
PNR icon
1178
Pentair
PNR
$10.7B
$305K 0.01%
6,854
+883
+15% +$38.8K
AOK icon
1179
iShares Core Conservative Allocation ETF
AOK
$791M
$304K 0.01%
9,325
-717
-7% -$23.4K
GCC icon
1180
WisdomTree Enhanced Commodity Strategy Fund
GCC
$280M
$303K 0.01%
13,244
+4,826
+57% +$117K
BG icon
1181
Bunge Global
BG
$21.4B
$302K 0.01%
3,324
+2,058
+163% +$181K
CWI icon
1182
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.85B
$302K 0.01%
13,533
+3,462
+34% +$79K
EWJ icon
1183
iShares MSCI Japan ETF
EWJ
$22.7B
$302K 0.01%
6,705
-750
-10% -$34.4K
ISHG icon
1184
iShares 1-3 Year International Treasury Bond ETF
ISHG
$826M
$302K 0.01%
3,579
-755
-17% -$66K
MLN icon
1185
VanEck Long Muni ETF
MLN
$683M
$302K 0.01%
+15,212
New +$299K
SNI
1186
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
$302K 0.01%
4,029
-10,448
-72% -$798K
KBWD icon
1187
Invesco KBW High Dividend Yield Financial ETF
KBWD
$427M
$301K 0.01%
11,911
-175
-1% -$4.45K
SAN icon
1188
Banco Santander
SAN
$210B
$301K 0.01%
39,072
+5,423
+16% +$43.6K
IWY icon
1189
iShares Russell Top 200 Growth ETF
IWY
$16.4B
$300K 0.01%
+5,938
New +$294K
EMD
1190
DELISTED
Western Asset Emerging Markets
EMD
$300K 0.01%
27,377
+17,518
+178% +$204K
AMRE
1191
DELISTED
AMREIT INC NEW COM STK
AMRE
$298K 0.01%
11,236
-3,660
-25% -$92.9K
TCPC icon
1192
BlackRock TCP Capital
TCPC
$327M
$297K 0.01%
17,724
+88
+0.5% +$1.44K
NIO
1193
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$296K 0.01%
20,167
+4,649
+30% +$67.2K
HAIN icon
1194
Hain Celestial
HAIN
$48.8M
$295K 0.01%
5,064
+2,354
+87% +$127K
RF icon
1195
Regions Financial
RF
$26.9B
$294K 0.01%
27,995
-1,762
-6% -$17.6K
WU icon
1196
Western Union
WU
$2.2B
$294K 0.01%
16,451
+5,872
+56% +$102K
AKS
1197
DELISTED
AK Steel Holding Corp
AKS
$294K 0.01%
49,485
-5,198
-10% -$32.7K
DVYE icon
1198
iShares Emerging Markets Dividend ETF
DVYE
$1.21B
$292K 0.01%
6,980
+4,837
+226% +$210K
RIO icon
1199
Rio Tinto
RIO
$164B
$292K 0.01%
6,351
+998
+19% +$47K
SAVE
1200
DELISTED
Spirit Airlines, Inc.
SAVE
$292K 0.01%
3,867
+2,746
+245% +$196K
46 47
48
49 50

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EM
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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.