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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EME icon
1151
Emcor
EME
$35.7B
$777K 0.01%
11,202
+1,276
+13% +$84.5K
KYE
1152
DELISTED
Kayne Anderson Energy
KYE
$777K 0.01%
69,800
+13,014
+23% +$140K
AER icon
1153
AerCap
AER
$23.5B
$776K 0.01%
15,185
+9
+0.1% +$441
APLE icon
1154
Apple Hospitality REIT
APLE
$3.71B
$776K 0.01%
41,043
+21,293
+108% +$390K
AKS
1155
DELISTED
AK Steel Holding Corp
AKS
$773K 0.01%
138,281
-781
-0.6% -$4.47K
GPM
1156
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$773K 0.01%
90,249
+41,893
+87% +$352K
KBWY icon
1157
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$305M
$772K 0.01%
20,593
+2,444
+13% +$90.2K
CNSL
1158
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$771K 0.01%
40,392
-1,098
-3% -$20.7K
SPG icon
1159
Simon Property Group
SPG
$71.5B
$770K 0.01%
4,778
+898
+23% +$143K
PWP
1160
DELISTED
POWERSHARES DYNAMIC MID CAP VALUE PORTFOLIO
PWP
$769K 0.01%
25,127
+128
+0.5% +$3.92K
IEO icon
1161
iShares US Oil & Gas Exploration & Production ETF
IEO
$573M
$766K 0.01%
13,050
+6,593
+102% +$358K
NMZ icon
1162
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
$766K 0.01%
56,296
-34,420
-38% -$467K
MNDT
1163
DELISTED
Mandiant, Inc. Common Stock
MNDT
$766K 0.01%
45,622
+4,072
+10% +$62.6K
INDY icon
1164
iShares S&P India Nifty 50 Index Fund
INDY
$565M
$765K 0.01%
22,411
+2,939
+15% +$103K
EPR icon
1165
EPR Properties
EPR
$4.63B
$761K 0.01%
10,923
-2,493
-19% -$176K
UHAL icon
1166
U-Haul Holding Co
UHAL
$14.4B
$761K 0.01%
20,320
+480
+2% +$17.9K
B
1167
Barrick Mining
B
$68.5B
$760K 0.01%
47,110
+643
+1% +$10.8K
TRMB icon
1168
Trimble
TRMB
$13.6B
$760K 0.01%
19,344
-1,108
-5% -$42.2K
SKYY icon
1169
First Trust Cloud Computing ETF
SKYY
$3.22B
$759K 0.01%
18,119
+8,989
+98% +$367K
HCA icon
1170
HCA Healthcare
HCA
$89.6B
$756K 0.01%
9,502
+729
+8% +$58.6K
PARA
1171
DELISTED
Paramount Global Class B
PARA
$756K 0.01%
13,031
+984
+8% +$62.2K
SWBI icon
1172
Smith & Wesson
SWBI
$636M
$755K 0.01%
64,416
+6,734
+12% +$94.9K
IPGP icon
1173
IPG Photonics
IPGP
$3.61B
$754K 0.01%
4,070
+62
+2% +$10.3K
AJG icon
1174
Arthur J. Gallagher & Co
AJG
$64.7B
$753K 0.01%
12,247
-22
-0.2% -$1.29K
EDV icon
1175
Vanguard World Funds Extended Duration ETF
EDV
$3.46B
$753K 0.01%
6,447
+99
+2% +$11.7K
45 46
47
48 49

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.