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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CALM icon
1151
Cal-Maine
CALM
$3.84B
$394K 0.01%
8,509
+2,088
+33% +$112K
ONB icon
1152
Old National Bancorp
ONB
$10.3B
$394K 0.01%
29,039
-1,740
-6% -$24.6K
VTN icon
1153
Invesco Trust for Investment Grade New York Municipals
VTN
$165M
$393K 0.01%
26,932
-1,117
-4% -$15.8K
APO icon
1154
Apollo Global Management
APO
$81.1B
$391K 0.01%
25,803
+3,596
+16% +$61.5K
PWT
1155
DELISTED
POWERSHARES DYNAMIC SMALL CAP GROWTH PORTFOLIO
PWT
$391K 0.01%
15,952
-1,505
-9% -$36.9K
WHR icon
1156
Whirlpool
WHR
$2.78B
$390K 0.01%
2,660
+259
+11% +$40.2K
REXI
1157
DELISTED
RESOURCE AMERICA INC CL-A
REXI
$390K 0.01%
63,633
+2,110
+3% +$12.9K
FONE
1158
DELISTED
First Trust NASDAQ Smartphone Index Fund
FONE
$390K 0.01%
10,720
-10,328
-49% -$382K
TUP
1159
DELISTED
Tupperware Brands Corporation
TUP
$389K 0.01%
6,969
+4,064
+140% +$229K
RBS.PRL.CL
1160
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$389K 0.01%
15,571
+2,002
+15% +$49.4K
PIV
1161
DELISTED
PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX
PIV
$389K 0.01%
16,806
+5,198
+45% +$120K
ISRG icon
1162
Intuitive Surgical
ISRG
$142B
$387K 0.01%
6,381
-7,146
-53% -$401K
NFJ
1163
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.45B
$387K 0.01%
31,241
+5,121
+20% +$64.9K
LPX icon
1164
Louisiana-Pacific
LPX
$5.18B
$386K 0.01%
21,413
+57
+0.3% +$987
ACSF
1165
DELISTED
American Capital Senior Floating, Ltd.
ACSF
$386K 0.01%
39,300
+3,000
+8% +$32K
EWK icon
1166
iShares MSCI Belgium ETF
EWK
$162M
$384K 0.01%
21,252
+20,693
+3,702% +$364K
ILCG icon
1167
iShares Morningstar Growth ETF
ILCG
$3.28B
$384K 0.01%
15,930
-1,495
-9% -$36.2K
NGL icon
1168
NGL Energy Partners
NGL
$2.16B
$384K 0.01%
34,812
+23,623
+211% +$380K
FAV
1169
DELISTED
FIRST TRUST DIVIDEND AND INCOME FD COM
FAV
$383K 0.01%
+45,299
New +$373K
AOR icon
1170
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.74B
$382K 0.01%
9,842
-1,544
-14% -$60.8K
ITC
1171
DELISTED
ITC HOLDINGS CORP
ITC
$382K 0.01%
9,714
+1,058
+12% +$36.8K
IWY icon
1172
iShares Russell Top 200 Growth ETF
IWY
$16.6B
$381K 0.01%
7,105
+1,119
+19% +$59.9K
UAN icon
1173
CVR Partners
UAN
$1.28B
$381K 0.01%
4,755
-462
-9% -$41K
BRG
1174
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$381K 0.01%
32,146
+1,820
+6% +$21.3K
HOLX
1175
DELISTED
Hologic
HOLX
$380K 0.01%
9,824
+954
+11% +$37.1K
45 46
47
48 49

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.