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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DPZ icon
1151
Domino's
DPZ
$11.7B
$354K 0.01%
3,278
-7,538
-70% -$838K
MSI icon
1152
Motorola Solutions
MSI
$77B
$354K 0.01%
5,185
-1,438
-22% -$90.7K
IMVP
1153
Invesco India ETF
IMVP
$108M
$353K 0.01%
17,812
+1
+0% +$21
NXN
1154
DELISTED
Nuveen New York Tax-Free Income Portfolio
NXN
$352K 0.01%
26,424
+372
+1% +$4.91K
BBWI icon
1155
Bath & Body Works
BBWI
$3.74B
$351K 0.01%
4,813
-13,690
-74% -$946K
FFA
1156
First Trust Enhanced Equity Income Fund
FFA
$474M
$351K 0.01%
28,285
+276
+1% +$3.77K
FXL icon
1157
First Trust Technology AlphaDEX Fund
FXL
$2.83B
$351K 0.01%
10,975
-31,532
-74% -$1.06M
RIGS icon
1158
ALPS Strategic Income Fund
RIGS
$60.5M
$351K 0.01%
14,578
+807
+6% +$20K
BDJ icon
1159
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.75B
$349K 0.01%
48,440
+4,394
+10% +$33.6K
HOLX
1160
DELISTED
Hologic
HOLX
$347K 0.01%
8,870
+1,537
+21% +$61K
DINO icon
1161
HF Sinclair
DINO
$15.4B
$346K 0.01%
7,080
-1,066
-13% -$50.7K
PBE icon
1162
Invesco Biotechnology & Genome ETF
PBE
$358M
$346K 0.01%
7,592
+1,238
+19% +$69.2K
ICE icon
1163
Intercontinental Exchange
ICE
$85B
$345K 0.01%
7,370
+270
+4% +$12.5K
QRVO icon
1164
Qorvo
QRVO
$8.51B
$344K 0.01%
7,671
-845
-10% -$51K
BWP
1165
DELISTED
Boardwalk Pipeline Partners
BWP
$344K 0.01%
29,262
-3,006
-9% -$41K
RBS.PRH.CL
1166
DELISTED
Royal Bank Of Scotland Group
RBS.PRH.CL
$343K 0.01%
13,530
– –
CALM icon
1167
Cal-Maine
CALM
$3.82B
$342K 0.01%
6,421
+5,096
+385% +$273K
NMZ icon
1168
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.21B
$340K 0.01%
25,483
+3,600
+16% +$48.1K
INTU icon
1169
Intuit
INTU
$90.3B
$339K 0.01%
3,816
-8,784
-70% -$853K
APH icon
1170
Amphenol
APH
$211B
$338K 0.01%
26,692
-62,792
-70% -$843K
UNIT
1171
Uniti Group
UNIT
$2.32B
$338K 0.01%
18,819
+4,492
+31% +$96.3K
JCP
1172
DELISTED
J.C. Penney Company, Inc.
JCP
$335K 0.01%
35,987
-15,235
-30% -$135K
ARLP icon
1173
Alliance Resource Partners
ARLP
$3.22B
$334K 0.01%
14,883
-4,309
-22% -$105K
FRI icon
1174
First Trust S&P REIT Index Fund
FRI
$200M
$334K 0.01%
16,033
+3,053
+24% +$64.6K
MGV icon
1175
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.7B
$334K 0.01%
6,054
-2,716
-31% -$159K
45 46
47
48 49

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.