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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSPS icon
1151
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$245M
$173K 0.01%
9,605
+20
+0.2% +$352
SUSA icon
1152
iShares ESG Optimized MSCI USA ETF
SUSA
$4.16B
$173K 0.01%
4,520
-268
-6% -$9.88K
RF icon
1153
Regions Financial
RF
$26.9B
$172K 0.01%
17,328
-7,060
-29% -$68K
AFB
1154
AllianceBernstein National Municipal Income Fund
AFB
$315M
$171K 0.01%
13,669
-2,303
-14% -$29K
EXP icon
1155
Eagle Materials
EXP
$6.57B
$171K 0.01%
2,201
+1,763
+403% +$133K
FT
1156
Franklin Universal Trust
FT
$198M
$171K 0.01%
24,694
-8,003
-24% -$55.3K
FULT icon
1157
Fulton Financial
FULT
$4.65B
$171K 0.01%
13,053
-2,486
-16% -$31K
MTW icon
1158
Manitowoc
MTW
$702M
$171K 0.01%
8,111
-454
-5% -$8.32K
PCAR icon
1159
PACCAR
PCAR
$69.8B
$171K 0.01%
4,347
+18
+0.4% +$682
STZ icon
1160
Constellation Brands
STZ
$22.9B
$171K 0.01%
2,444
+177
+8% +$11.8K
TRMB icon
1161
Trimble
TRMB
$13.5B
$171K 0.01%
4,918
+428
+10% +$13.5K
LSI
1162
DELISTED
LSI CORPORATION
LSI
$171K 0.01%
15,521
-1,023
-6% -$8.71K
IUSV icon
1163
iShares Core S&P US Value ETF
IUSV
$27.8B
$170K 0.01%
4,122
-240
-6% -$9.51K
SCHM icon
1164
Schwab US Mid-Cap ETF
SCHM
$15.1B
$170K 0.01%
13,587
+8,118
+148% +$97.5K
DRE
1165
DELISTED
Duke Realty Corp.
DRE
$170K 0.01%
11,278
-1,465
-11% -$22.9K
BGG
1166
DELISTED
Briggs & Stratton Corp.
BGG
$170K 0.01%
7,814
-1
-0% -$20
CHEF icon
1167
Chefs' Warehouse
CHEF
$4.46B
$169K 0.01%
+5,800
New +$145K
XNTK icon
1168
State Street SPDR NYSE Technology ETF
XNTK
$2.22B
$169K 0.01%
3,778
+8
+0.2% +$340
GAP
1169
The Gap Inc
GAP
$7.55B
$169K 0.01%
4,337
-1,520
-26% -$59.5K
EPI icon
1170
WisdomTree India Earnings Fund ETF
EPI
$2.05B
$168K 0.01%
9,984
-1,147
-10% -$19.1K
LH icon
1171
Labcorp
LH
$26.1B
$168K 0.01%
2,149
+135
+7% +$11.5K
PHM icon
1172
Pultegroup
PHM
$25.2B
$168K 0.01%
8,704
-913
-9% -$16.2K
PWY
1173
DELISTED
POWERSHARES DYNAMIC SMALL CAP VALUE PORTFOLIO
PWY
$168K 0.01%
6,780
– –
BBWI icon
1174
Bath & Body Works
BBWI
$3.81B
$167K 0.01%
3,362
+41
+1% +$2.05K
BFY
1175
DELISTED
BlackRock New York Municipal Income Trust II
BFY
$167K 0.01%
13,167
+12,029
+1,057% +$152K
45 46
47
48 49

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HAM
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.