We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBI
1126
Western Asset Intermediate Muni Fund
SBI
$108M
$809K 0.01%
83,142
– –
EELV icon
1127
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$426M
$807K 0.01%
33,000
+17,385
+111% +$429K
IQDF icon
1128
FlexShares International Quality Dividend Index Fund
IQDF
$1.17B
$807K 0.01%
30,767
-697
-2% -$18.1K
VGM icon
1129
Invesco Trust Investment Grade Municipals
VGM
$564M
$807K 0.01%
60,234
+3,016
+5% +$40.9K
HST icon
1130
Host Hotels & Resorts
HST
$15.5B
$802K 0.01%
43,391
-3,348
-7% -$60.9K
MTN icon
1131
Vail Resorts
MTN
$5.21B
$798K 0.01%
3,497
+161
+5% +$35K
APTS
1132
DELISTED
Preferred Apartment Communities, Inc.
APTS
$798K 0.01%
42,269
+13,578
+47% +$238K
DPG
1133
Duff & Phelps Utility and Infrastructure Fund
DPG
$517M
$797K 0.01%
49,131
-3,633
-7% -$59.9K
KEY icon
1134
KeyCorp
KEY
$24.3B
$795K 0.01%
42,242
+2,078
+5% +$37.6K
NSH
1135
DELISTED
NuStar GP Holdings LLC
NSH
$795K 0.01%
36,090
+17,774
+97% +$398K
HL icon
1136
Hecla Mining
HL
$11.8B
$794K 0.01%
153,483
+122,072
+389% +$626K
SPTI icon
1137
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.6B
$793K 0.01%
26,424
-1,786
-6% -$53.8K
DRE
1138
DELISTED
Duke Realty Corp.
DRE
$791K 0.01%
27,464
-86
-0.3% -$2.48K
RDVY icon
1139
First Trust Rising Dividend Achievers ETF
RDVY
$25.5B
$790K 0.01%
28,386
+14,357
+102% +$392K
WDAY icon
1140
Workday
WDAY
$45.5B
$790K 0.01%
7,492
+231
+3% +$23.8K
CVE icon
1141
Cenovus Energy
CVE
$54.5B
$789K 0.01%
78,792
+72,633
+1,179% +$594K
OIA icon
1142
Invesco Municipal Income Opportunities Trust
OIA
$290M
$789K 0.01%
99,970
+6,006
+6% +$47.4K
SABA
1143
Saba Capital Income & Opportunities Fund II
SABA
$223M
$789K 0.01%
58,566
-2,819
-5% -$37.7K
POT
1144
DELISTED
Potash Corp Of Saskatchewan
POT
$789K 0.01%
41,021
-233
-0.6% -$4.15K
BEN icon
1145
Franklin Resources
BEN
$17B
$787K 0.01%
17,677
-31,357
-64% -$1.37M
AMD icon
1146
Advanced Micro Devices
AMD
$767B
$784K 0.01%
61,588
-1,977
-3% -$25.8K
PW
1147
Power REIT
PW
$2.99M
$784K 0.01%
12,370
-4
-0% -$292
DFP
1148
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$429M
$781K 0.01%
29,447
+1,918
+7% +$50.7K
BRW
1149
Saba Capital Income & Opportunities Fund
BRW
$340M
$779K 0.01%
74,505
+16,535
+29% +$173K
PANW icon
1150
Palo Alto Networks
PANW
$314B
$779K 0.01%
32,466
-72
-0.2% -$1.64K
44 45
46
47 48

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.