We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STLD icon
1126
Steel Dynamics
STLD
$37.6B
$558K 0.01%
22,329
-5,652
-20% -$144K
KNOW
1127
DELISTED
Direxion All Cap Insider Sentiment Shares
KNOW
$558K 0.01%
15,036
+4,202
+39% +$157K
KYN icon
1128
Kayne Anderson Energy Infrastructure Fund
KYN
$2.48B
$557K 0.01%
27,054
+18
+0.1% +$352
BBK
1129
DELISTED
Blackrock Municipal Bond Trust
BBK
$557K 0.01%
31,079
+49
+0.2% +$887
LTC
1130
LTC Properties
LTC
$2.07B
$554K 0.01%
10,635
-409
-4% -$21.4K
BN icon
1131
Brookfield
BN
$109B
$553K 0.01%
44,042
-60,789
-58% -$744K
FBT icon
1132
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$553K 0.01%
5,536
-1,853
-25% -$182K
ATO icon
1133
Atmos Energy
ATO
$28.6B
$552K 0.01%
7,426
-576
-7% -$44.3K
DGS icon
1134
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.78B
$552K 0.01%
13,219
-258
-2% -$10.7K
SPH icon
1135
Suburban Propane Partners
SPH
$1.17B
$552K 0.01%
16,573
-2,462
-13% -$83K
VTWO icon
1136
Vanguard Russell 2000 ETF
VTWO
$17.4B
$551K 0.01%
11,062
+2,914
+36% +$142K
DRA
1137
DELISTED
Diversified Real Asset Income Fd
DRA
$551K 0.01%
31,951
-41
-0.1% -$703
BBN icon
1138
BlackRock Taxable Municipal Bond Trust
BBN
$982M
$549K 0.01%
22,888
+9,585
+72% +$234K
BOCH
1139
DELISTED
Bank of Commerce Holdings (CA)
BOCH
$548K 0.01%
76,175
+4,158
+6% +$28.1K
NSH
1140
DELISTED
NuStar GP Holdings LLC
NSH
$547K 0.01%
21,402
+2,633
+14% +$64.4K
CYS
1141
DELISTED
CYS Investments Inc.
CYS
$547K 0.01%
62,911
-7,100
-10% -$62.5K
UCC icon
1142
ProShares Ultra Consumer Discretionary
UCC
$10.5M
$545K 0.01%
39,960
-952
-2% -$13.1K
ALGN icon
1143
Align Technology
ALGN
$12.2B
$544K 0.01%
5,798
-62
-1% -$5.61K
IFLN
1144
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$307M
$544K 0.01%
28,815
+1,141
+4% +$21.4K
DBO icon
1145
Invesco DB Oil Fund
DBO
$390M
$543K 0.01%
61,212
+43,797
+251% +$375K
SU icon
1146
Suncor Energy
SU
$74B
$543K 0.01%
19,559
+446
+2% +$12.2K
UMPQ
1147
DELISTED
Umpqua Holdings Corp
UMPQ
$543K 0.01%
36,147
+2,946
+9% +$45.9K
BSJI
1148
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$543K 0.01%
21,459
+709
+3% +$17.8K
IRT icon
1149
Independence Realty Trust
IRT
$3.92B
$542K 0.01%
50,187
-29,009
-37% -$270K
VTN icon
1150
Invesco Trust for Investment Grade New York Municipals
VTN
$165M
$540K 0.01%
35,057
+9,241
+36% +$149K
44 45
46
47 48

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.