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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GARS
1126
DELISTED
Garrison Capital Inc.
GARS
$415K 0.01%
34,122
-3,861
-10% -$52.3K
BSJG
1127
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
$414K 0.01%
15,990
-697
-4% -$18.1K
ETJ
1128
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$575M
$411K 0.01%
40,562
+3,124
+8% +$31.6K
PDI icon
1129
PIMCO Dynamic Income Fund
PDI
$7.45B
$411K 0.01%
15,028
+2,519
+20% +$73.1K
TBT icon
1130
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$307M
$411K 0.01%
9,321
+2,633
+39% +$116K
NEU icon
1131
NewMarket
NEU
$8.43B
$410K 0.01%
1,077
+1,009
+1,484% +$392K
FICO icon
1132
Fair Isaac
FICO
$22.4B
$409K 0.01%
4,348
+4,012
+1,194% +$365K
FREL icon
1133
Fidelity MSCI Real Estate Index ETF
FREL
$1.46B
$409K 0.01%
18,069
+11,757
+186% +$264K
HASI icon
1134
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$5.33B
$408K 0.01%
+21,559
New +$380K
CHRW icon
1135
C.H. Robinson
CHRW
$17.2B
$407K 0.01%
6,579
-1,500
-19% -$101K
RQI icon
1136
Cohen & Steers Quality Income Realty Fund
RQI
$1.67B
$407K 0.01%
33,336
-20,612
-38% -$238K
STON
1137
DELISTED
StoneMor Inc.
STON
$406K 0.01%
15,195
-9,051
-37% -$258K
OIL
1138
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$406K 0.01%
65,163
+16,524
+34% +$128K
GBF icon
1139
iShares Government/Credit Bond ETF
GBF
$128M
$405K 0.01%
3,620
-7,797
-68% -$878K
INTU icon
1140
Intuit
INTU
$91.3B
$404K 0.01%
4,207
+391
+10% +$37.8K
ENB icon
1141
Enbridge
ENB
$113B
$401K 0.01%
12,091
-385
-3% -$14.5K
DJP icon
1142
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$821M
$399K 0.01%
18,566
-1,589
-8% -$36.7K
GNTX icon
1143
Gentex
GNTX
$5B
$398K 0.01%
24,803
+906
+4% +$14.6K
PCK
1144
DELISTED
Pimco California Municipal Income Fund II
PCK
$398K 0.01%
40,081
+156
+0.4% +$1.53K
PPC icon
1145
Pilgrim's Pride
PPC
$6.46B
$398K 0.01%
18,001
+16,326
+975% +$334K
SNI
1146
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
$398K 0.01%
7,217
+733
+11% +$41.3K
LNC icon
1147
Lincoln National
LNC
$8.47B
$396K 0.01%
7,886
-19
-0.2% -$994
NEM icon
1148
Newmont
NEM
$125B
$396K 0.01%
22,080
-2,900
-12% -$53.3K
POM
1149
DELISTED
PEPCO HOLDINGS, INC.
POM
$396K 0.01%
15,223
-4,674
-23% -$122K
THC icon
1150
Tenet Healthcare
THC
$21B
$395K 0.01%
13,012
+12,414
+2,076% +$407K
44 45
46
47 48

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HAM
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.