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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GAIN icon
1126
Gladstone Investment Corp
GAIN
$655M
$369K 0.01%
52,423
+41,963
+401% +$323K
RCL icon
1127
Royal Caribbean
RCL
$82.1B
$369K 0.01%
4,151
+172
+4% +$15.1K
UTG icon
1128
Reaves Utility Income Fund
UTG
$3.68B
$369K 0.01%
13,441
-1,970
-13% -$55.6K
ACET
1129
DELISTED
Aceto Corp
ACET
$369K 0.01%
13,429
-1,135
-8% -$28.3K
KED
1130
DELISTED
Kayne Anderson Energy
KED
$369K 0.01%
17,282
-11,036
-39% -$250K
FRME icon
1131
First Merchants
FRME
$2.7B
$368K 0.01%
14,170
+154
+1% +$3.98K
CHY
1132
Calamos Convertible and High Income Fund
CHY
$1.08B
$367K 0.01%
33,722
-1,259
-4% -$15K
JPS
1133
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$363K 0.01%
41,543
+5,230
+14% +$47.1K
BRG
1134
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$363K 0.01%
30,326
+1,740
+6% +$20.8K
NFG icon
1135
National Fuel Gas
NFG
$7.72B
$362K 0.01%
7,239
-184
-2% -$9.94K
GOV
1136
DELISTED
Government Properties Income Trust
GOV
$361K 0.01%
22,577
-116
-0.5% -$1.97K
ETJ
1137
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$575M
$360K 0.01%
37,438
+3,623
+11% +$37.9K
EXR icon
1138
Extra Space Storage
EXR
$31B
$360K 0.01%
4,665
+2,175
+87% +$159K
IYJ icon
1139
iShares US Industrials ETF
IYJ
$1.95B
$359K 0.01%
7,430
-4,846
-39% -$248K
MOO icon
1140
VanEck Agribusiness ETF
MOO
$969M
$359K 0.01%
7,827
-1,048
-12% -$54K
PDI icon
1141
PIMCO Dynamic Income Fund
PDI
$7.42B
$359K 0.01%
12,509
-198
-2% -$5.68K
SNDS
1142
DELISTED
SUSTAINABLE NORTH AMERICAN OIL SANDS ETF
SNDS
$359K 0.01%
20,165
-22,608
-53% -$402K
FLR icon
1143
Fluor
FLR
$7B
$358K 0.01%
8,475
-8,965
-51% -$421K
FIZZ icon
1144
National Beverage
FIZZ
$2.85B
$357K 0.01%
26,870
+118
+0.4% +$1.51K
JMLP
1145
DELISTED
NUVEEN ALL CAP ENERGY MLP OPPORTUNITIES FUND
JMLP
$357K 0.01%
36,100
-1,000
-3% -$12.3K
ISCV icon
1146
iShares Morningstar Small-Cap Value ETF
ISCV
$702M
$356K 0.01%
9,486
-495
-5% -$19.8K
RMT
1147
Royce Micro-Cap Trust
RMT
$771M
$356K 0.01%
45,905
+18,057
+65% +$153K
GGN
1148
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$833M
$355K 0.01%
70,964
+27,006
+61% +$148K
WHR icon
1149
Whirlpool
WHR
$2.78B
$355K 0.01%
2,401
-111
-4% -$18.8K
NMY
1150
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
$355K 0.01%
28,829
-9,590
-25% -$118K
44 45
46
47 48

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AG
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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.