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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDM icon
1126
First Trust Dow Jones Select MicroCap Index Fund
FDM
$270M
$182K 0.01%
5,572
+5,045
+957% +$155K
GURU icon
1127
Global X Guru Index ETF
GURU
$63.6M
$182K 0.01%
7,090
+701
+11% +$17K
S
1128
DELISTED
Sprint Corporation
S
$182K 0.01%
19,864
+3,148
+19% +$23.7K
BSE
1129
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$182K 0.01%
15,096
+14,561
+2,722% +$175K
SHPG
1130
DELISTED
Shire pic
SHPG
$182K 0.01%
1,290
+62
+5% +$8.15K
IXG icon
1131
iShares Global Financials ETF
IXG
$696M
$181K 0.01%
3,226
-88
-3% -$4.82K
LHCG
1132
DELISTED
LHC Group LLC
LHCG
$181K 0.01%
7,520
– –
LRCX icon
1133
Lam Research
LRCX
$390B
$180K 0.01%
33,230
-9,050
-21% -$47.6K
SGEN
1134
DELISTED
Seagen Inc. Common Stock
SGEN
$180K 0.01%
4,514
+2,081
+86% +$84.9K
BLW icon
1135
BlackRock Limited Duration Income Trust
BLW
$493M
$179K 0.01%
10,441
-490
-4% -$8.24K
DIV icon
1136
Global X SuperDividend US ETF
DIV
$773M
$178K 0.01%
6,856
+791
+13% +$20.2K
TEL icon
1137
TE Connectivity
TEL
$63.1B
$178K 0.01%
3,273
+158
+5% +$8.31K
BHI
1138
DELISTED
Baker Hughes
BHI
$178K 0.01%
3,240
-1,577
-33% -$86.4K
EFT
1139
Eaton Vance Floating-Rate Income Trust
EFT
$289M
$177K 0.01%
11,553
-10,328
-47% -$159K
RYN icon
1140
Rayonier
RYN
$6.44B
$177K 0.01%
6,215
+373
+6% +$12K
CF icon
1141
CF Industries
CF
$17.8B
$176K 0.01%
3,775
-235
-6% -$10.3K
EMN icon
1142
Eastman Chemical
EMN
$8.54B
$176K 0.01%
2,180
+304
+16% +$23.6K
MHI
1143
DELISTED
Pioneer Municipal High Income Fund
MHI
$176K 0.01%
12,929
-4,762
-27% -$65.9K
QVCGA
1144
DELISTED
QVC Group Inc Series A
QVCGA
$176K 0.01%
147
+12
+9% +$13.3K
PRSU
1145
Pursuit Attractions and Hospitality Inc
PRSU
$1.26B
$175K 0.01%
6,697
-664
-9% -$15.8K
ATW
1146
DELISTED
Atwood Oceanics
ATW
$175K 0.01%
3,269
+1,399
+75% +$75.5K
BAC.PRL icon
1147
Bank of America Series L
BAC.PRL
$4B
$174K 0.01%
164
– –
ONIT
1148
Onity Group
ONIT
$332M
$174K 0.01%
210
+64
+44% +$52.7K
ABEV icon
1149
Ambev
ABEV
$44B
$173K 0.01%
+23,489
New +$172K
PHT
1150
DELISTED
Pioneer High Income Fund
PHT
$173K 0.01%
10,169
+26
+0.3% +$445
44 45
46
47 48

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.