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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OMC icon
1101
Omnicom Group
OMC
$23.1B
$847K 0.01%
11,427
-362
-3% -$27.9K
PTH icon
1102
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$247M
$843K 0.01%
37,362
+32,736
+708% +$691K
SEP
1103
DELISTED
Spectra Engy Parters Lp
SEP
$843K 0.01%
18,979
-228
-1% -$10.1K
DWX icon
1104
State Street SPDR S&P International Dividend ETF
DWX
$529M
$842K 0.01%
20,872
+101
+0.5% +$4.07K
TSCO icon
1105
Tractor Supply
TSCO
$18.1B
$842K 0.01%
66,595
+14,010
+27% +$159K
TSS
1106
DELISTED
Total System Services, Inc.
TSS
$842K 0.01%
12,852
-128
-1% -$8.27K
SRET icon
1107
Global X SuperDividend REIT ETF
SRET
$228M
$841K 0.01%
18,015
+4,627
+35% +$214K
SGOL icon
1108
abrdn Physical Gold Shares ETF
SGOL
$7.48B
$840K 0.01%
67,700
-1,770
-3% -$22K
SPXL icon
1109
Direxion Daily S&P 500 Bull 3x ETF
SPXL
$7.29B
$839K 0.01%
21,956
-1,558
-7% -$56.1K
MASI
1110
DELISTED
Masimo
MASI
$835K 0.01%
9,650
+759
+9% +$67.1K
KBWB icon
1111
Invesco KBW Bank ETF
KBWB
$6.74B
$830K 0.01%
16,207
+1,161
+8% +$57.1K
FM
1112
DELISTED
iShares Frontier and Select EM ETF
FM
$828K 0.01%
26,453
-2,666
-9% -$80.1K
CAH icon
1113
Cardinal Health
CAH
$55.7B
$825K 0.01%
12,312
+665
+6% +$47K
SJI
1114
DELISTED
South Jersey Industries, Inc.
SJI
$825K 0.01%
23,878
-322
-1% -$11.2K
AR icon
1115
Antero Resources
AR
$11.4B
$824K 0.01%
41,392
+40,298
+3,684% +$812K
DGX icon
1116
Quest Diagnostics
DGX
$26.1B
$823K 0.01%
8,780
+1,000
+13% +$106K
EHI
1117
Western Asset Global High Income Fund
EHI
$178M
$823K 0.01%
79,972
+19,527
+32% +$199K
VVR icon
1118
Invesco Senior Income Trust
VVR
$459M
$818K 0.01%
182,461
+29,287
+19% +$131K
CSL icon
1119
Carlisle Companies
CSL
$15.3B
$814K 0.01%
8,110
+2,414
+42% +$234K
MFIC icon
1120
MidCap Financial Investment
MFIC
$792M
$813K 0.01%
44,326
+1,713
+4% +$31.9K
FPF
1121
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$812K 0.01%
32,851
+5,677
+21% +$139K
RWK icon
1122
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.34B
$812K 0.01%
14,080
+176
+1% +$9.86K
SKX
1123
DELISTED
Skechers
SKX
$812K 0.01%
32,383
+489
+2% +$13.4K
STLD icon
1124
Steel Dynamics
STLD
$38.6B
$811K 0.01%
23,303
+2,081
+10% +$73K
ILF icon
1125
iShares Latin America 40 ETF
ILF
$3.82B
$810K 0.01%
23,082
+15,386
+200% +$519K
43 44
45
46 47

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.