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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDO
1101
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.8M
$583K 0.01%
32,931
+15,507
+89% +$273K
FT
1102
Franklin Universal Trust
FT
$198M
$582K 0.01%
85,585
+6,400
+8% +$44.1K
IBND icon
1103
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$463M
$581K 0.01%
17,421
+1,201
+7% +$39.9K
VIAB
1104
DELISTED
Viacom Inc. Class B
VIAB
$580K 0.01%
15,232
+7,474
+96% +$310K
ETJ
1105
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$575M
$579K 0.01%
61,370
+15,598
+34% +$152K
ILCG icon
1106
iShares Morningstar Growth ETF
ILCG
$3.28B
$579K 0.01%
23,755
+7,570
+47% +$184K
EME icon
1107
Emcor
EME
$36.8B
$577K 0.01%
9,671
-24
-0.2% -$1.33K
SCHE icon
1108
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$577K 0.01%
25,031
+1,326
+6% +$29.9K
SPXL icon
1109
Direxion Daily S&P 500 Bull 3x ETF
SPXL
$7.28B
$577K 0.01%
23,768
-1,864
-7% -$45K
DLTR icon
1110
Dollar Tree
DLTR
$24.6B
$576K 0.01%
7,297
-323
-4% -$29.1K
CMP icon
1111
Compass Minerals
CMP
$1.13B
$575K 0.01%
7,798
+1,303
+20% +$94.4K
EWZ icon
1112
iShares MSCI Brazil ETF
EWZ
$8.58B
$574K 0.01%
17,021
-17,856
-51% -$591K
MFC icon
1113
Manulife Financial
MFC
$73B
$572K 0.01%
40,474
+2,962
+8% +$40.3K
FXL icon
1114
First Trust Technology AlphaDEX Fund
FXL
$2.85B
$570K 0.01%
15,625
+8,029
+106% +$283K
EQR icon
1115
Equity Residential
EQR
$24.4B
$569K 0.01%
8,865
-33,031
-79% -$2.2M
SWBI icon
1116
Smith & Wesson
SWBI
$641M
$569K 0.01%
27,847
+4,177
+18% +$91.4K
EPI icon
1117
WisdomTree India Earnings Fund ETF
EPI
$2.05B
$566K 0.01%
26,173
+2,611
+11% +$55.9K
IHE icon
1118
iShares US Pharmaceuticals ETF
IHE
$1.63B
$566K 0.01%
11,358
-5,517
-33% -$280K
RXI icon
1119
iShares Global Consumer Discretionary ETF
RXI
$275M
$566K 0.01%
6,338
+1,102
+21% +$97.9K
REZ icon
1120
iShares Residential and Multisector Real Estate ETF
REZ
$845M
$565K 0.01%
8,614
– –
FEMS icon
1121
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$255M
$564K 0.01%
17,212
+2,119
+14% +$68.2K
PEBO icon
1122
Peoples Bancorp
PEBO
$1.48B
$564K 0.01%
22,944
– –
JRO
1123
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$564K 0.01%
51,011
-1,377
-3% -$14.7K
RLJ icon
1124
RLJ Lodging Trust
RLJ
$1.66B
$563K 0.01%
26,805
+2,377
+10% +$54K
IXP icon
1125
iShares Global Comm Services ETF
IXP
$568M
$561K 0.01%
9,069
+134
+1% +$8.42K
43 44
45
46 47

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.