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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVA icon
1101
DaVita
DVA
$11.4B
$389K 0.01%
5,383
-2,021
-27% -$157K
GER
1102
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$389K 0.01%
5,196
+3,239
+166% +$314K
UVV icon
1103
Universal Corp
UVV
$1.14B
$388K 0.01%
7,772
+280
+4% +$14.7K
EINC icon
1104
VanEck Energy Income ETF
EINC
$79.3M
$387K 0.01%
3,725
-333
-8% -$42.9K
MNST icon
1105
Monster Beverage
MNST
$89.1B
$387K 0.01%
34,344
+7,572
+28% +$88.7K
VTN icon
1106
Invesco Trust for Investment Grade New York Municipals
VTN
$165M
$387K 0.01%
28,049
+42
+0.1% +$566
OAK
1107
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$387K 0.01%
7,828
-570
-7% -$30.2K
HCC
1108
DELISTED
HCC INSURANCES HOLDINGS INC
HCC
$387K 0.01%
4,983
-12,869
-72% -$996K
LLL
1109
DELISTED
L3 Technologies, Inc.
LLL
$385K 0.01%
3,687
+185
+5% +$20.8K
CLMT icon
1110
Calumet Specialty Products
CLMT
$4.12B
$383K 0.01%
15,767
-3,620
-19% -$94K
PCK
1111
DELISTED
Pimco California Municipal Income Fund II
PCK
$383K 0.01%
39,925
+161
+0.4% +$1.53K
APO icon
1112
Apollo Global Management
APO
$81.7B
$382K 0.01%
22,207
+7,056
+47% +$141K
PBP icon
1113
Invesco S&P 500 BuyWrite ETF
PBP
$362M
$382K 0.01%
18,935
-27,846
-60% -$583K
TRN icon
1114
Trinity Industries
TRN
$2.29B
$381K 0.01%
23,266
-25,343
-52% -$481K
TXT icon
1115
Textron
TXT
$15.1B
$380K 0.01%
10,095
+155
+2% +$6.42K
SCHW
1116
Charles Schwab
SCHW
$186B
$379K 0.01%
13,304
-311
-2% -$9.98K
FNCL icon
1117
Fidelity MSCI Financials Index ETF
FNCL
$2.41B
$375K 0.01%
13,898
-1,488,169
-99% -$42.6M
LNC icon
1118
Lincoln National
LNC
$8.44B
$375K 0.01%
7,905
-1,675
-17% -$89.8K
FRA icon
1119
BlackRock Floating Rate Income Strategies Fund
FRA
$391M
$374K 0.01%
28,891
+1,076
+4% +$14.2K
LGND icon
1120
Ligand Pharmaceuticals
LGND
$5.75B
$374K 0.01%
7,013
+2,366
+51% +$144K
ETB
1121
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$461M
$373K 0.01%
24,373
+8,243
+51% +$133K
HAS icon
1122
Hasbro
HAS
$13.5B
$373K 0.01%
5,188
-154
-3% -$11.9K
LVS icon
1123
Las Vegas Sands
LVS
$29.6B
$373K 0.01%
9,745
-379
-4% -$19.1K
GQRE icon
1124
FlexShares Global Quality Real Estate Index Fund
GQRE
$417M
$372K 0.01%
6,888
-434
-6% -$24.1K
GNTX icon
1125
Gentex
GNTX
$4.98B
$371K 0.01%
23,897
+16,614
+228% +$264K
43 44
45
46 47

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.