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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HDGE icon
1101
AdvisorShares Ranger Equity Bear ETF
HDGE
$52.9M
$192K 0.01%
1,503
-60
-4% -$8.22K
SVM
1102
Silvercorp Metals
SVM
$2.78B
$192K 0.01%
84,036
+19,411
+30% +$53.7K
HLSS
1103
DELISTED
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
$192K 0.01%
8,375
+325
+4% +$7.49K
HY icon
1104
Hyster-Yale Materials Handling
HY
$628M
$191K 0.01%
2,050
– –
MNST icon
1105
Monster Beverage
MNST
$89.5B
$191K 0.01%
33,972
+3,048
+10% +$15K
BKCC
1106
DELISTED
BlackRock Capital Investment Corporation
BKCC
$191K 0.01%
20,517
+3,199
+18% +$30.4K
CMCSK
1107
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$190K 0.01%
3,807
+522
+16% +$26.1K
M icon
1108
Macy's
M
$6.46B
$189K 0.01%
3,539
+1,418
+67% +$68.7K
VAL
1109
DELISTED
Valspar
VAL
$189K 0.01%
2,648
-154
-5% -$10.7K
HIX
1110
Western Asset High Income Fund II
HIX
$355M
$188K 0.01%
20,868
+231
+1% +$2.13K
GXP
1111
DELISTED
Great Plains Energy Incorporated
GXP
$188K 0.01%
7,768
-719
-8% -$17K
IFGL icon
1112
iShares International Developed Real Estate ETF
IFGL
$82.3M
$187K 0.01%
6,057
+1,003
+20% +$33.1K
NC icon
1113
NACCO Industries
NC
$310M
$187K 0.01%
13,131
– –
NSLR
1114
Neostellar Capital Corp
NSLR
$284M
$187K 0.01%
23,865
-17,072
-42% -$147K
OCR
1115
DELISTED
OMNICARE INC
OCR
$187K 0.01%
3,090
+238
+8% +$13.6K
DVM
1116
DELISTED
COHEN & STEERS DIV MAJORS FUND INC
DVM
$187K 0.01%
12,797
+1,726
+16% +$24.3K
FFIV icon
1117
F5
FFIV
$23.5B
$186K 0.01%
2,050
-236
-10% -$20.1K
XOP icon
1118
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.68B
$186K 0.01%
678
+100
+17% +$27.3K
FEZ icon
1119
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.55B
$185K 0.01%
4,391
+1,437
+49% +$58K
DISCK
1120
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$185K 0.01%
4,416
+18
+0.4% +$705
UHAL icon
1121
U-Haul Holding Co
UHAL
$14.3B
$184K 0.01%
7,750
– –
QRE
1122
DELISTED
QR ENERGY LP UNIT LTD PARTNERSHIP INT (DE)
QRE
$184K 0.01%
10,741
+9,100
+555% +$154K
EDD
1123
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$381M
$183K 0.01%
13,978
-9,374
-40% -$129K
CODI icon
1124
Compass Diversified
CODI
$916M
$182K 0.01%
9,293
+1,264
+16% +$23.6K
DLNG icon
1125
Dynagas LNG Partners
DLNG
$137M
$182K 0.01%
+8,050
New +$158K
43 44
45
46 47

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HAM
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.