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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PJP icon
1076
Invesco Pharmaceuticals ETF
PJP
$501M
$874K 0.01%
13,360
+2,429
+22% +$153K
SUNS
1077
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$874K 0.01%
50,673
+7,860
+18% +$132K
PMX
1078
DELISTED
PIMCO Municipal Income Fund III
PMX
$873K 0.01%
73,623
+4,245
+6% +$50.6K
IRT icon
1079
Independence Realty Trust
IRT
$3.95B
$870K 0.01%
85,476
+44,922
+111% +$454K
AVA icon
1080
Avista
AVA
$3.19B
$869K 0.01%
16,795
-4,462
-21% -$223K
BKE icon
1081
Buckle
BKE
$2.4B
$869K 0.01%
51,571
+2,365
+5% +$37.5K
CF icon
1082
CF Industries
CF
$18.2B
$869K 0.01%
24,678
-23,870
-49% -$737K
PCAR icon
1083
PACCAR
PCAR
$68.9B
$868K 0.01%
18,009
+456
+3% +$20.6K
DZK
1084
DELISTED
Direxion Daily Developed Markets Bull 3x Shares
DZK
$867K 0.01%
11,436
-1,323
-10% -$94K
AFB
1085
AllianceBernstein National Municipal Income Fund
AFB
$316M
$866K 0.01%
62,041
-2,584
-4% -$36K
PFM icon
1086
Invesco Dividend Achievers ETF
PFM
$809M
$866K 0.01%
35,169
+210
+0.6% +$5.11K
EQR icon
1087
Equity Residential
EQR
$24.6B
$865K 0.01%
13,128
+5,069
+63% +$339K
SAP icon
1088
SAP
SAP
$241B
$865K 0.01%
7,886
-101
-1% -$10.7K
EWO icon
1089
iShares MSCI Austria ETF
EWO
$185M
$864K 0.01%
36,920
+32,350
+708% +$734K
CC icon
1090
Chemours
CC
$2.21B
$863K 0.01%
17,018
-235
-1% -$11.1K
QAI icon
1091
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.02B
$863K 0.01%
28,870
+5,125
+22% +$152K
AEE icon
1092
Ameren
AEE
$29.6B
$861K 0.01%
14,888
-770
-5% -$44.5K
MKL icon
1093
Markel Group
MKL
$22.9B
$861K 0.01%
806
+18
+2% +$18.6K
DBAW icon
1094
Xtrackers MSCI All World ex US Hedged Equity ETF
DBAW
$303M
$857K 0.01%
31,598
-8,740
-22% -$232K
BOCH
1095
DELISTED
Bank of Commerce Holdings (CA)
BOCH
$856K 0.01%
74,419
-2,256
-3% -$23.9K
UCTT
1096
Ultra Clean Holdings
UCTT
$3.82B
$854K 0.01%
27,897
+23,440
+526% +$554K
UDIV icon
1097
Franklin US Core Dividend Tilt Index ETF
UDIV
$146M
$852K 0.01%
30,180
+10,222
+51% +$289K
PRA
1098
DELISTED
ProAssurance
PRA
$851K 0.01%
15,570
+3,675
+31% +$208K
SPGI icon
1099
S&P Global
SPGI
$121B
$851K 0.01%
5,447
+2,261
+71% +$344K
XME icon
1100
State Street SPDR S&P Metals & Mining ETF
XME
$4.55B
$850K 0.01%
26,407
+24,360
+1,190% +$763K
42 43
44
45 46

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.