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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMO
1076
DELISTED
Capstead Mortgage Corp.
CMO
$610K 0.01%
64,682
+247
+0.4% +$2.46K
DX
1077
Dynex Capital
DX
$3.21B
$607K 0.01%
27,272
+1,510
+6% +$32.5K
DG icon
1078
Dollar General
DG
$26.5B
$606K 0.01%
8,703
+1,630
+23% +$138K
NUV icon
1079
Nuveen Municipal Value Fund
NUV
$1.9B
$605K 0.01%
57,097
+3,086
+6% +$32.9K
FICO icon
1080
Fair Isaac
FICO
$22.4B
$603K 0.01%
4,846
+103
+2% +$12.9K
ALE
1081
DELISTED
Allete
ALE
$602K 0.01%
10,107
+3,456
+52% +$213K
FRI icon
1082
First Trust S&P REIT Index Fund
FRI
$200M
$602K 0.01%
24,745
+877
+4% +$21.8K
FNF icon
1083
Fidelity National Financial
FNF
$12.8B
$601K 0.01%
23,451
+16,824
+254% +$435K
MGV icon
1084
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.6B
$601K 0.01%
9,589
+2,909
+44% +$183K
EWY icon
1085
iShares MSCI South Korea ETF
EWY
$25.9B
$600K 0.01%
10,315
+1,539
+18% +$85.9K
SPDW icon
1086
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.5B
$598K 0.01%
22,648
-6,949
-23% -$180K
WHLRP
1087
Wheeler Real Estate Investment Trust Preferred Stock
WHLRP
$8.5M
$598K 0.01%
27,720
+165
+0.6% +$3.53K
SEP
1088
DELISTED
Spectra Engy Parters Lp
SEP
$595K 0.01%
13,593
+2,246
+20% +$104K
HIG icon
1089
Hartford Financial Services
HIG
$38.1B
$592K 0.01%
13,810
-34
-0.2% -$1.42K
CORR.PRA
1090
DELISTED
CorEnergy Infrastructure Trust, Inc Depositary Shares representing a 1/100th fractional interest of a share of 7.375% Series A Cumulative Redeemable Preferred Stock
CORR.PRA
$592K 0.01%
23,920
-13,205
-36% -$326K
VXX
1091
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$592K 0.01%
4,347
+1,576
+57% +$252K
FLRN icon
1092
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.97B
$590K 0.01%
19,220
+15,665
+441% +$479K
HYI
1093
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$590K 0.01%
38,355
+691
+2% +$10.4K
DFP
1094
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$427M
$589K 0.01%
23,421
+1,870
+9% +$46.3K
HASI icon
1095
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$5.28B
$588K 0.01%
25,199
-8,995
-26% -$207K
SABA
1096
Saba Capital Income & Opportunities Fund II
SABA
$222M
$587K 0.01%
47,005
-7,641
-14% -$97.6K
UAL icon
1097
United Airlines
UAL
$41B
$587K 0.01%
11,177
+616
+6% +$29.6K
MMT
1098
Aberdeen Multi-Market Income Fund
MMT
$244M
$586K 0.01%
96,347
-1,829
-2% -$11.2K
OGE icon
1099
OGE Energy
OGE
$9.57B
$586K 0.01%
18,599
+24
+0.1% +$760
EQT icon
1100
EQT Corp
EQT
$34B
$585K 0.01%
14,733
-172
-1% -$6.8K
42 43
44
45 46

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.