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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OIL
1076
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$412K 0.01%
48,639
+15,815
+48% +$142K
GT icon
1077
Goodyear
GT
$1.74B
$410K 0.01%
13,996
-60
-0.4% -$1.8K
REXI
1078
DELISTED
RESOURCE AMERICA INC CL-A
REXI
$409K 0.01%
61,523
+2,290
+4% +$17.4K
CLB icon
1079
Core Laboratories
CLB
$560M
$408K 0.01%
4,094
+114
+3% +$12.4K
FDT icon
1080
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.33B
$407K 0.01%
9,068
+315
+4% +$15.1K
FXU icon
1081
First Trust Utilities AlphaDEX Fund
FXU
$828M
$407K 0.01%
17,960
+6,928
+63% +$156K
PWT
1082
DELISTED
POWERSHARES DYNAMIC SMALL CAP GROWTH PORTFOLIO
PWT
$405K 0.01%
17,457
-49
-0.3% -$1.14K
APA icon
1083
APA Corp
APA
$14.1B
$404K 0.01%
10,328
+308
+3% +$14K
UBSI icon
1084
United Bankshares
UBSI
$6.61B
$404K 0.01%
10,715
-1,907
-15% -$74.9K
HELE icon
1085
Helen of Troy
HELE
$672M
$403K 0.01%
4,513
+4,015
+806% +$360K
MPT
1086
Medical Properties Trust
MPT
$2.41B
$403K 0.01%
36,293
+3,452
+11% +$42.8K
SCG
1087
DELISTED
Scana
SCG
$403K 0.01%
7,179
-1,088
-13% -$58.4K
ACSF
1088
DELISTED
American Capital Senior Floating, Ltd.
ACSF
$403K 0.01%
36,300
– –
TE
1089
DELISTED
TECO ENERGY INC
TE
$402K 0.01%
15,310
-2,110
-12% -$47.2K
NEM icon
1090
Newmont
NEM
$125B
$401K 0.01%
24,980
+9,656
+63% +$173K
UAL icon
1091
United Airlines
UAL
$40.9B
$401K 0.01%
7,554
+9
+0.1% +$508
AVGO icon
1092
Broadcom
AVGO
$2.01T
$398K 0.01%
31,860
-4,180
-12% -$52.8K
M icon
1093
Macy's
M
$6.34B
$398K 0.01%
7,761
+56
+0.7% +$3.51K
COF icon
1094
Capital One
COF
$134B
$397K 0.01%
5,454
+376
+7% +$30.2K
BHI
1095
DELISTED
Baker Hughes
BHI
$396K 0.01%
7,642
+667
+10% +$37.2K
VAW icon
1096
Vanguard Materials ETF
VAW
$3.1B
$395K 0.01%
4,515
-1,852
-29% -$183K
BB icon
1097
BlackBerry
BB
$5.25B
$393K 0.01%
62,653
-4,178
-6% -$31.2K
DFJ icon
1098
WisdomTree Japan SmallCap Dividend Fund
DFJ
$403M
$393K 0.01%
7,364
-20,920
-74% -$1.15M
SCD
1099
LMP Capital and Income Fund
SCD
$361M
$393K 0.01%
32,344
-3,411
-10% -$47.5K
ILCG icon
1100
iShares Morningstar Growth ETF
ILCG
$3.29B
$390K 0.01%
17,425
-3,800
-18% -$90.2K
42 43
44
45 46

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.