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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBE icon
1076
Invesco Biotechnology & Genome ETF
PBE
$358M
$370K 0.01%
7,355
+1,457
+25% +$71.3K
AMX icon
1077
America Movil
AMX
$70.3B
$369K 0.01%
16,631
+5,568
+50% +$130K
CEF icon
1078
Sprott Physical Gold and Silver Trust
CEF
$8.24B
$369K 0.01%
31,855
+2,777
+10% +$32.9K
DFE icon
1079
WisdomTree Europe SmallCap Dividend Fund
DFE
$168M
$368K 0.01%
7,133
+4,172
+141% +$214K
EFZ icon
1080
ProShares Trust Short MSCI EAFE
EFZ
$10M
$368K 0.01%
5,430
+3,099
+133% +$211K
FV icon
1081
First Trust Dorsey Wright Focus 5 ETF
FV
$3.78B
$366K 0.01%
16,631
+5,621
+51% +$119K
DLTR icon
1082
Dollar Tree
DLTR
$24.6B
$364K 0.01%
5,143
+3,969
+338% +$250K
PWT
1083
DELISTED
POWERSHARES DYNAMIC SMALL CAP GROWTH PORTFOLIO
PWT
$364K 0.01%
14,757
+102
+0.7% +$2.52K
PFG icon
1084
Principal Financial Group
PFG
$24.2B
$363K 0.01%
6,996
+720
+11% +$37.3K
UBSI icon
1085
United Bankshares
UBSI
$6.61B
$363K 0.01%
9,688
+8,416
+662% +$289K
PXSC
1086
DELISTED
POWERSHARES FUNDAMENTAL PURE SMALL CORE PORTFOLIO
PXSC
$363K 0.01%
10,315
– –
RYN icon
1087
Rayonier
RYN
$6.45B
$362K 0.01%
14,277
+2,650
+23% +$71.1K
MLPI
1088
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$362K 0.01%
8,910
+3,678
+70% +$156K
EMN icon
1089
Eastman Chemical
EMN
$8.55B
$361K 0.01%
4,800
+1,015
+27% +$80.2K
KW
1090
DELISTED
Kennedy-Wilson Holdings
KW
$360K 0.01%
14,214
+912
+7% +$23.5K
BHI
1091
DELISTED
Baker Hughes
BHI
$360K 0.01%
6,404
+2,232
+53% +$126K
YPRO
1092
DELISTED
AdvisorShares YieldPro ETF
YPRO
$360K 0.01%
15,088
– –
JAZZ icon
1093
Jazz Pharmaceuticals
JAZZ
$16.1B
$359K 0.01%
2,186
+486
+29% +$80.7K
GMTB
1094
DELISTED
Columbia Core Bond ETF
GMTB
$359K 0.01%
6,908
+1,899
+38% +$98.9K
VVC
1095
DELISTED
Vectren Corporation
VVC
$358K 0.01%
7,755
-122
-2% -$5.36K
LYB icon
1096
LyondellBasell Industries
LYB
$20.7B
$357K 0.01%
4,440
-6,396
-59% -$555K
SVVC
1097
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$357K 0.01%
19,151
-2,412
-11% -$52.8K
CQP icon
1098
Cheniere Energy
CQP
$32.2B
$355K 0.01%
11,085
-4,644
-30% -$142K
SMH icon
1099
VanEck Semiconductor ETF
SMH
$70.6B
$355K 0.01%
12,986
-20,112
-61% -$523K
CBL
1100
DELISTED
CBL& Associates Properties, Inc.
CBL
$355K 0.01%
18,274
+8,735
+92% +$164K
42 43
44
45 46

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EM
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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.