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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WPX
1076
DELISTED
WPX Energy, Inc.
WPX
$201K 0.01%
9,867
-248
-2% -$4.95K
CMA
1077
DELISTED
Comerica
CMA
$200K 0.01%
4,202
-490
-10% -$21.5K
MOO icon
1078
VanEck Agribusiness ETF
MOO
$978M
$200K 0.01%
3,664
-601
-14% -$31.9K
NS
1079
DELISTED
NuStar Energy L.P.
NS
$200K 0.01%
3,929
-5,775
-60% -$268K
TWO
1080
Two Harbors Investment
TWO
$1.26B
$198K 0.01%
2,672
-494
-16% -$37K
UGI icon
1081
UGI
UGI
$7.49B
$198K 0.01%
7,164
-336
-4% -$9.06K
RAVN
1082
DELISTED
Raven Industries Inc
RAVN
$198K 0.01%
4,821
-282
-6% -$10.2K
BCS icon
1083
Barclays
BCS
$94B
$197K 0.01%
11,745
+6,845
+140% +$108K
BDJ icon
1084
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.75B
$197K 0.01%
24,825
+323
+1% +$2.5K
UTHR icon
1085
United Therapeutics
UTHR
$22.5B
$197K 0.01%
1,747
-136
-7% -$12.3K
ACWI icon
1086
iShares MSCI ACWI ETF
ACWI
$33.3B
$196K 0.01%
3,402
-762
-18% -$42.6K
MTUM icon
1087
iShares MSCI USA Momentum Factor ETF
MTUM
$25.4B
$196K 0.01%
3,261
+1,096
+51% +$62.7K
SCG
1088
DELISTED
Scana
SCG
$196K 0.01%
4,190
-983
-19% -$46K
ETP
1089
DELISTED
Energy Transfer Partners, L.P.
ETP
$196K 0.01%
5,200
+300
+6% +$10.4K
EMO
1090
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.05B
$195K 0.01%
1,680
– –
MLCO icon
1091
Melco Resorts & Entertainment
MLCO
$2.13B
$195K 0.01%
4,965
+15
+0.3% +$530
NUV icon
1092
Nuveen Municipal Value Fund
NUV
$1.89B
$195K 0.01%
21,552
-345
-2% -$3.09K
XBI icon
1093
State Street SPDR S&P Biotech ETF
XBI
$10.4B
$195K 0.01%
4,497
-315
-7% -$13K
VGR
1094
DELISTED
Vector Group Ltd.
VGR
$195K 0.01%
22,508
-9,799
-30% -$84.6K
FUN icon
1095
Cedar Fair
FUN
$1.64B
$194K 0.01%
3,904
+513
+15% +$23.8K
MFIN icon
1096
Medallion Financial
MFIN
$254M
$194K 0.01%
13,542
+1,306
+11% +$20.4K
NOK icon
1097
Nokia
NOK
$52.5B
$194K 0.01%
23,881
-12,573
-34% -$94.5K
CPAY icon
1098
Corpay
CPAY
$26.8B
$194K 0.01%
1,657
+178
+12% +$20.5K
NFG icon
1099
National Fuel Gas
NFG
$7.81B
$193K 0.01%
2,706
– –
ETJ
1100
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$573M
$192K 0.01%
17,066
+1,894
+12% +$21.1K
42 43
44
45 46

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.