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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SKYY icon
1076
First Trust Cloud Computing ETF
SKYY
$3.21B
$172K 0.01%
7,000
+4,600
+192% +$108K
DISCK
1077
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$172K 0.01%
4,398
+168
+4% +$6.22K
CAA
1078
DELISTED
CalAtlantic Group, Inc.
CAA
$172K 0.01%
4,337
-3,871
-47% -$153K
CF icon
1079
CF Industries
CF
$17.9B
$170K 0.01%
4,010
-15
-0.4% -$575
IIM icon
1080
Invesco Value Municipal Income Trust
IIM
$596M
$170K 0.01%
12,535
-400
-3% -$5.41K
SAM icon
1081
Boston Beer
SAM
$1.83B
$170K 0.01%
696
+200
+40% +$41.4K
IFGL icon
1082
iShares International Developed Real Estate ETF
IFGL
$82.4M
$169K 0.01%
5,054
+2,979
+144% +$96.7K
IVR icon
1083
Invesco Mortgage Capital
IVR
$806M
$169K 0.01%
1,101
-356
-24% -$56.3K
SUSA icon
1084
iShares ESG Optimized MSCI USA ETF
SUSA
$4.16B
$169K 0.01%
4,788
+296
+7% +$10.4K
PSLV icon
1085
Sprott Physical Silver Trust
PSLV
$13.5B
$168K 0.01%
19,240
-900
-4% -$7.69K
RGR icon
1086
Sturm, Ruger & Co
RGR
$596M
$168K 0.01%
2,679
+1,012
+61% +$54.4K
SAN icon
1087
Banco Santander
SAN
$210B
$168K 0.01%
22,602
+15,572
+222% +$103K
MELI icon
1088
Mercado Libre
MELI
$98.3B
$167K 0.01%
1,237
+950
+331% +$114K
OII icon
1089
Oceaneering
OII
$5.07B
$167K 0.01%
2,050
+1,230
+150% +$98.9K
RAVN
1090
DELISTED
Raven Industries Inc
RAVN
$167K 0.01%
5,103
-4,857
-49% -$152K
PLL
1091
DELISTED
PALL CORP
PLL
$167K 0.01%
2,155
+368
+21% +$26.4K
BBWI icon
1092
Bath & Body Works
BBWI
$3.84B
$166K 0.01%
3,321
+101
+3% +$4.63K
NC icon
1093
NACCO Industries
NC
$308M
$166K 0.01%
13,131
– –
PIO icon
1094
Invesco Global Water ETF
PIO
$280M
$166K 0.01%
7,871
-377
-5% -$7.6K
JCP
1095
DELISTED
J.C. Penney Company, Inc.
JCP
$166K 0.01%
18,872
+3,847
+26% +$54.9K
ACAS
1096
DELISTED
American Capital Ltd
ACAS
$166K 0.01%
12,077
-1,112
-8% -$14.6K
EZU icon
1097
iShare MSCI Eurozone ETF
EZU
$9.89B
$165K 0.01%
4,411
+81
+2% +$2.89K
WEN icon
1098
Wendy's
WEN
$1.42B
$165K 0.01%
19,501
+11,163
+134% +$83.7K
ETJ
1099
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$573M
$164K 0.01%
+15,172
New +$166K
IUSV icon
1100
iShares Core S&P US Value ETF
IUSV
$27.8B
$164K 0.01%
4,362
+1,104
+34% +$41.8K
42 43
44
45 46

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.